SEC Form 4 · accession 0001179110-18-013426
GMS Inc. · GMS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Ross
Officer — Corporate Controller & CAO
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 5:54 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001600438
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2018 | M | 445 | — | A | 2,506 | D | |
| Common Stock | Dec 1, 2018 | F | 132 | $18.79 | D | 2,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Dec 1, 2018 | M | 445 | D | — | — | Common Stock | 445 | 888 | D |
Explanation of responses
- F1Restricted stock units vest and convert to shares of common stock on a one-for-one basis.
- F2On December 1, 2017, the reporting person was granted 1,333 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.