SEC Form 4 · accession 0000911916-18-000188
ZIMMER BIOMET HOLDINGS, INC. · ZBH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ivan Tornos
Officer — Group President, Orthopedics
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 6:06 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001136869
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $117.18 | Dec 3, 2018 | A | 17,345 | A | — | Dec 3, 2028 | Common Stock | 17,345 | 17,345 | D |
| Employee Stock Option (right to buy)F1 | $117.18 | Dec 3, 2018 | A | 14,745 | A | — | Dec 3, 2028 | Common Stock | 14,745 | 14,745 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 3, 2018 | A | 4,355 | A | — | — | Common Stock | 4,355 | 4,355 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 3, 2018 | A | 3,700 | A | — | — | Common Stock | 3,700 | 3,700 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 3, 2018 | A | 6,095 | A | — | — | Common Stock | 6,095 | 6,095 | D |
| Restricted Stock UnitsF2,F1 | — | Dec 3, 2018 | A | 8,140 | A | May 3, 2019 | — | Common Stock | 8,140 | 8,140 | D |
Explanation of responses
- F1Vests annually over four years in increments of 25% each year, commencing on December 3, 2019.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of Zimmer Biomet Holdings, Inc. common stock.