SEC Form 4 · accession 0001127602-18-035084

CORNING INC /NY · GLW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 30, 2018

Accepted (ET)

Dec 4, 2018 · 4:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000024741

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 30, 2018	M	11,098	$19.19	A	47,051	D
Common Stock	Nov 30, 2018	M	9,386	$22.69	A	56,437	D
Common Stock	Nov 30, 2018	M	9,667	$22.03	A	66,104	D
Common Stock^F1	Nov 30, 2018	S	30,151	$32.1603	D	35,953	D
Common Stock^F2	holding	—	—		—	500	I	Held by Spouse

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Stock Options (Right to Buy)	$19.19	Nov 30, 2018	M	11,098	D	Jan 3, 2012	Jan 2, 2021	Common Stock	11,098	D
Stock Options (Right to Buy)	$22.69	Nov 30, 2018	M	9,386	D	Feb 1, 2012	Jan 31, 2021	Common Stock	9,386	D
Stock Options (Right to Buy)	$22.03	Nov 30, 2018	M	9,667	D	Mar 1, 2012	Feb 28, 2021	Common Stock	9,667	D

F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.285, inclusive. The reporting person undertakes to provided to Corning Incorporated, any security holder of Corning Incorporated, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth previously in this footnote.
F2The reporting person disclaims beneficial ownership of all securities held by spouse.