SEC Form 4/A · accession 0001620863-18-000066
TRICO BANCSHARES / · TCBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John Fleshood
Officer — EVP & COO
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000356171
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 3, 2018 | M | 2,544 | — | A | 5,671 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Dec 3, 2018 | M | 2,544 | D | — | — | Common Stock | 2,544 | 8,929 | D |
Explanation of responses
- F1Result of vesting of an RSU granted December 14, 2016 that vested 25% on 12/3/2018
- F2Amended to reflect corrected securities beneficially owned after vesting of RSU