SEC Form 4 · accession 0001010541-18-000020
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nat Krishnamurti
Officer — Vice President, CFO
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 9:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.09 | Nov 30, 2018 | A | 195,700 | A | Nov 30, 2018 | Nov 30, 2021 | Common Stock | 195,700 | 195,700 | D |
| Stock Option (Right to Buy)F1 | $1.09 | Nov 30, 2018 | A | 247,100 | A | Apr 10, 2019 | Nov 30, 2021 | Common Stock | 247,100 | 247,100 | D |
Explanation of responses
- F1Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the fourth quarter 2019, with vesting conditioned upon continued compliance with term loan covenants.