SEC Form 4 · accession 0000899243-18-030211
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex R Lieblong
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 10:15 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 1,152 | $2.46 | A | 584,898 | D | |
| Common Stock | Dec 3, 2018 | M | 1,425 | $2.66 | A | 586,323 | D | |
| Common Stock - RestrictedF1,F2,F3 | holding | — | — | — | 5,000 | D | ||
| Common Stock | holding | — | — | — | 421,000 | I | By Key Colony Fund (hedge fund managing partner) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF4 | $2.46 | Dec 3, 2018 | M | 1,152 | D | — | — | Common Stock | 1,152 | 0 | D |
| Stock OptionF5 | $2.66 | Dec 3, 2018 | M | 1,425 | D | — | — | Common Stock | 1,425 | 1,425 | D |
Explanation of responses
- F1Restricted Stock granted on January 25, 2016 will "cliff" vest 100% three years from award date.
- F2Restricted Stock granted on January 20, 2017 will "cliff" vest 100% three years from award date.
- F3Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.
- F4The option is exercisable in five equal annual installments. The remaining option became exercisable on December 31, 2008 and expires on December 31, 2018.
- F5The option is exercisable in five equal annual installments. The remaining options became exercisable on December 31, 2009 and expire on December 31, 2019.