SEC Form 4 · accession 0001567619-18-007354
TRANSACT TECHNOLOGIES INC · TACT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracey S Chernay
Officer — SVP, Sales-Global Casino, Gami
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001017303
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | M | 3,500 | $7.89 | A | 3,500 | D | |
| Common Stock | Nov 30, 2018 | M | 500 | $6.76 | A | 4,000 | D | |
| Common StockF1 | Nov 30, 2018 | S | 4,000 | $10.36 | D | 0 | D | |
| Common Stock | Dec 3, 2018 | M | 1,375 | $6.76 | A | 1,375 | D | |
| Common Stock | Dec 3, 2018 | M | 1,250 | $7.17 | A | 2,625 | D | |
| Common Stock | Dec 3, 2018 | M | 1,250 | $8.30 | A | 3,875 | D | |
| Common StockF2 | Dec 3, 2018 | S | 3,875 | $10.43 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $7.89 | Nov 30, 2018 | M | 3,500 | D | Mar 1, 2014 | Mar 1, 2023 | Common Stock | 3,500 | 0 | D |
| Stock Option | $6.76 | Nov 30, 2018 | M | 500 | D | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 500 | 3,250 | D |
| Stock Option | $6.76 | Dec 3, 2018 | M | 1,375 | D | Feb 26, 2016 | Feb 26, 2025 | Common Stock | 1,375 | 1,875 | D |
| Stock Option | $7.17 | Dec 3, 2018 | M | 1,250 | D | Feb 25, 2017 | Feb 25, 2026 | Common Stock | 1,250 | 2,500 | D |
| Stock Option | $8.30 | Dec 3, 2018 | M | 1,250 | D | May 22, 2018 | May 22, 2027 | Common Stock | 1,250 | 3,750 | D |
Explanation of responses
- F1Represents the sale of 4,000 shares in 9 different transactions ranging from $10.30 to $10.46 per share, resulting in a weighted average sale price per share of $10.36. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.
- F2Represents the sale of 3,875 shares in 2 different transactions ranging from $10.42 to $10.44 per share, resulting in a weighted average sale price per share of $10.43. For all transactions reported in this Form 4 utilizing a weighted average share price, the reporting person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate purchase price within the range.