SEC Form 4 · accession 0001660690-18-000230
Versum Materials, Inc. · VSM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Edward C Shober
Officer — SVP, Materials
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001660690
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2018 | M | 954 | — | A | 25,577 | D | |
| Common StockF2 | Dec 3, 2018 | F | 425 | $35.69 | D | 25,152 | D | |
| Common StockF3 | Dec 3, 2018 | F | 926 | $35.69 | D | 24,226 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Dec 1, 2018 | M | 954 | D | Dec 1, 2018 | Dec 1, 2018 | Common Stock | 954 | 0 | D |
Explanation of responses
- F1Restricted stock units converted into common stock on a one-for-one basis.
- F2Shares being withheld by the Issuer with respect to tax liability on the vesting of restricted stock units.
- F3Shares being withheld by the Issuer with respect to tax liability on the vesting of deferred stock units.
- F4Each restricted stock unit represents a contingent right to receive one share of Issuer common stock payable in common stock, cash or a combination thereof at the discretion of the Issuer's Compensation Committee.