SEC Form 4 · accession 0000897101-18-001169
INTRICON CORP · IIN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark Stephen Gorder
Officer — President and CEO · Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 11:36 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 26, 2018 | G | 40,000 | $0.00 | D | 236,312 | D | |
| Common Stock | Dec 4, 2018 | M | 20,000 | $4.69 | A | 256,312 | D | |
| Common StockF1 | holding | — | — | — | 5,000 | I | Indirect by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Purchase - Common StockF2 | $4.69 | Dec 4, 2018 | M | 20,000 | D | — | Dec 9, 2018 | Common Stock | 20,000 | 0 | D |
Explanation of responses
- F1Represents shares owned by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these shares. The Reporting Person has determined that he does not have a reportable interest in 14,000 shares owned by his children and included in the Reporting Person's prior ownership reports.
- F2This Option is Fully Vested and May Be Exercised Immediately.