SEC Form 4 · accession 0001127602-18-035244
GILEAD SCIENCES, INC. · GILD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John C Martin
Director
Period of report
Nov 29, 2018
Accepted (ET)
Dec 4, 2018 · 8:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000882095
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 29, 2018 | G | 140,000 | $0.00 | D | 2,877,762 | D | |
| Common Stock | Dec 3, 2018 | M | 50,000 | $23.60 | A | 2,927,762 | D | |
| Common StockF4 | Dec 3, 2018 | S | 35,842 | $70.9048 | D | 2,891,920 | D | |
| Common StockF5 | Dec 3, 2018 | S | 13,958 | $71.9498 | D | 2,877,962 | D | |
| Common StockF6 | Dec 3, 2018 | S | 200 | $72.665 | D | 2,877,762 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F3 | $23.60 | Dec 3, 2018 | M | 50,000 | D | — | Jan 21, 2019 | Common Stock | 50,000 | 0 | D |
Explanation of responses
- F1Shares gifted to charitable trust
- F2The exercise and sale transactions reported in this Form 4 are made pursuant to a Rule 10b5-1 trading plan.
- F3The shares subject to the option have a five year vesting schedule. 20% vest on the first anniversary of the date of the grant. The balance will vest 5% quarterly thereafter until fully vested.
- F4Sale prices reported for the transactions reported here range from $70.55 to $71.55. Full information regarding the number of shares purchased or sold at each separate price will be provided to the SEC, the issuer or its shareowners upon request.
- F5Sale prices reported for the transactions reported here range from $71.56 to $72.50. Full information regarding the number of shares purchased or sold at each separate price will be provided to the SEC, the issuer or its shareowners upon request.
- F6Sale prices reported for the transactions reported here range from $72.59 to $72.74. Full information regarding the number of shares purchased or sold at each separate price will be provided to the SEC, the issuer or its shareowners upon request.