SEC Form 4 · accession 0001209191-18-061099
Sunrun Inc. · RUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynn Michelle Jurich
Officer — Chief Executive Officer · Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001469367
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 33,734 | $1.95 | A | 2,887,316 | D | |
| Common Stock | Dec 3, 2018 | S | 33,734 | $15.00 | D | 2,853,582 | D | |
| Common Stock | Dec 3, 2018 | S | 28,738 | $15.00 | D | 2,824,844 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $1.95 | Dec 3, 2018 | M | 33,734 | D | — | Jun 15, 2021 | Common Stock | 33,734 | 388,805 | D |
Explanation of responses
- F1The sales reported by the Reporting Person were effected pursuant to a Rule 10b5-1 trading plan.
- F2The shares subject to the option are fully vested and exercisable.