SEC Form 4 · accession 0001567619-18-007367
SHENANDOAH TELECOMMUNICATIONS CO/VA/ · SHEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Whitaker
Officer — SR VP- Cable
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 9:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000354963
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | A | 1,134 | $8.29 | A | 24,944 | D | |
| Common Stock | Dec 3, 2018 | A | 5,796 | $5.41 | A | 30,740 | D | |
| Common Stock | Dec 3, 2018 | A | 6,336 | $6.92 | A | 37,076 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Incentive Stock OptionF1 | $8.29 | Dec 3, 2018 | X | 1,134 | D | — | Feb 20, 2021 | Common Stock | 1,134 | 19,143 | D |
| Incentive Stock OptionF1 | $5.41 | Dec 3, 2018 | X | 5,796 | D | — | Feb 19, 2022 | Common Stock | 5,796 | 13,347 | D |
| Incentive Stock OptionF1 | $6.92 | Dec 3, 2018 | X | 6,336 | D | — | Feb 17, 2023 | Common Stock | 6,336 | 7,011 | D |
Explanation of responses
- F1The option vests 1/4 on each the first, second, third and fourth anniversary. The option (and shares issuable upon exercise of the option) are subject to cancellation and forfeiture in accordance with the Company's executive compensation recovery policy.