SEC Form 4 · accession 0001209191-18-061213
SAExploration Holdings, Inc. · SAEX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Faust
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 2:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001514732
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted stock unitF1,F2 | — | Dec 3, 2018 | A | 13,055 | A | — | — | Common stock | 13,055 | 13,055 | D |
| Restricted stock unitF1,F2 | — | Dec 3, 2018 | A | 13,055 | A | — | — | Common stock | 13,055 | 26,110 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of common stock.
- F2The restricted stock units are fully vested. Delivery of the shares to the reporting person will be made after the reporting person's termination of service from the Board of Directors.