SEC Form 4 · accession 0001209191-18-060913

Trade Desk, Inc. · TTD

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Chief Client Officer

Period of report

Dec 1, 2018

Accepted (ET)

Dec 4, 2018 · 4:59 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001671933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock^F1,F2	Dec 1, 2018	A	9,307	$0.00	A	55,246	D
Class A Common Stock^F3	Dec 1, 2018	F	3,135	$142.45	D	52,111	D
Class A Common Stock^F4	Dec 1, 2018	F	2,642	$142.45	D	49,469	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F5	$142.45	Dec 1, 2018	A	17,535	A	—	Dec 1, 2028	Class A Common Stock	17,535	17,535	D

F1Represents restricted stock with a vesting commencement date ("VCD") of December 1, 2018, and which vests as to one-fourth of the granted shares on each anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.
F2Includes 919 shares acquired through the Employee Stock Purchase Plan on November 15, 2018.
F3The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 23, 2016.
F4The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting of a Restricted Stock Award granted December 1, 2017.
F5The option was granted on December 1, 2018, the VCD. One forty-eighth (1/48th) of the shares subject to the option vest on each monthly anniversary of the VCD, subject to continued employment with the Issuer through the applicable vesting dates.