SEC Form 4 · accession 0000350894-18-000060
SEI INVESTMENTS CO · SEIC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alfred P West Jr.
10% Owner
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 10:09 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000350894
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | Dec 3, 2018 | M | 100,000 | $14.62 | A | 10,131,713 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO PURCHASE) | $14.62 | Dec 3, 2018 | M | 100,000 | A | Feb 28, 2014 | Dec 16, 2018 | STOCK OPTION (RIGHT TO PURCHASE) | 100,000 | 0 | D |