SEC Form 4 · accession 0000883237-18-000105
VIRTUS INVESTMENT PARTNERS, INC. · VRTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Angerthal
Officer — EVP, Chief Financial Officer
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000883237
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 3, 2018 | M | 4,000 | $9.40 | A | 48,734 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $9.40 | Dec 3, 2018 | M | 4,000 | D | Apr 20, 2012 | Apr 20, 2019 | Common Stock | 4,000 | 11,867 | D |
Explanation of responses
- F1The aggregate option exercise price and associated payroll taxes were paid in cash.
- F2This number includes (i) 2,719 RSUs that are scheduled to cliff vest on February 22, 2019; (ii) 2,610 RSUs that are scheduled to cliff vest on March 15, 2019; (iii) 3,652 RSUs that are scheduled to cliff vest on March 15, 2020 and (iv) 1,533 RSUs that are scheduled to cliff vest on March 15, 2021.