SEC Form 4 · accession 0001415301-18-000152
Del Frisco's Restaurant Group, Inc. · DFRG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Adam Scott Halberg
Officer — President, Barcelona Wine Bar
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001415301
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Dec 3, 2018 | A | 8,929 | A | — | — | Common Stock | 8,929 | 8,929 | D |
Explanation of responses
- F1Each restricted stock unit represents the right to convert to one share of common stock at vesting date.
- F2One-third of these restricted stock units are scheduled to vest on each of December 3, 2019; December 3, 2020; and December 3, 2021.