SEC Form 4 · accession 0000065984-18-000266
ENTERGY CORP /DE/ · ETR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Leo P Denault
Officer — Chairman and CEO
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 6:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000065984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 3, 2018 | M | 45,000 | $77.53 | A | 176,851 | D | |
| Common StockF3 | Dec 3, 2018 | S | 42,477 | $86.47 | D | 134,374 | D | |
| Common Stock | holding | — | — | — | 2,403 | I | By wife | |
| Common Stock | holding | — | — | — | 3,775 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $77.53 | Dec 3, 2018 | M | 45,000 | D | — | Jan 29, 2019 | Common Stock | 45,000 | 0 | D |
Explanation of responses
- F1Includes 3,190 shares of Entergy common stock acquired through the Entergy Corporation dividend reinvestment plan and 1,123 shares of Entergy common stock acquired under the dividend reinvestment feature of Entergy Corporation's equity ownership plans.
- F2The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.
- F3The price reported in column 4 is a weighted average price. The shares were sold in multiple transactions ranging from $86.13 to $86.78. The reporting person undertakes to provide to Entergy, any security holder of Entergy or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth in this footnote.
- F4The options vested in three equal annual installments on January 29, 2010, 2011 and 2012.