SEC Form 4/A · accession 0001225208-18-016176
HMS HOLDINGS CORP · HMSY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Cynthia Nustad
Officer — EVP, Chief Strategy Officer
Period of report
Nov 28, 2018
Accepted (ET)
Dec 4, 2018 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001196501
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | M | 11,557 | $14.00 | A | 92,055 | D | |
| Common StockF1 | Nov 30, 2018 | S | 18,704 | $35.5933 | D | 80,498 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (Right to Buy)F2 | $14.00 | Nov 30, 2018 | M | 11,557 | D | — | Nov 10, 2022 | Common Stock | 11,557 | 63,443 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.20 to $36.04, inclusive.
- F2The option vested in three equal installments on November 11, 2016, 2017 and 2018.