SEC Form 4 · accession 0001127602-18-035146
YUM BRANDS INC · YUM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tracy L Skeans
Officer — Chief People Officer
Period of report
Nov 1, 2018
Accepted (ET)
Dec 4, 2018 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001041061
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | M | 834 | $20.85 | A | 1,879 | D | |
| Common Stock | Nov 1, 2018 | D | 198 | $87.95 | D | 1,681 | D | |
| Common Stock | Nov 1, 2018 | S | 636 | $87.99 | D | 1,045 | D | |
| Common Stock | Nov 1, 2018 | S | 1,045 | $88.66 | D | 0 | D | |
| Common Stock | holding | — | — | — | 4,493 | I | 401(k) Holdings |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Right | $20.85 | Nov 1, 2018 | M | 834 | D | Feb 5, 2013 | Feb 5, 2019 | Common Stock | 834 | 0 | D |