SEC Form 4 · accession 0001199539-18-000001
BWX Technologies, Inc. · BWXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Fees
Director
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001486957
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 1, 2018 | M | 64,155 | $0.00 | A | 130,621 | D | |
| Common Stock | Dec 1, 2018 | F | 27,084 | $45.22 | D | 103,537 | D | |
| Common StockF2 | holding | — | — | — | 9,414 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3 | $0.00 | Dec 1, 2018 | M | 39,243 | D | — | — | Common Stock | 39,243 | 0 | D |
| Restricted Stock UnitsF4 | $0.00 | Dec 1, 2018 | M | 13,752 | D | — | — | Common Stock | 13,752 | 0 | D |
| Restricted Stock UnitsF5 | $0.00 | Dec 1, 2018 | M | 11,160 | D | — | — | Common Stock | 11,160 | 0 | D |
Explanation of responses
- F1Restricted stock units convert into common stock on a one-for-one basis.
- F2Based on the number of units held in the BWXT Thrift Plan and the fair market value of BWXT common stock as of September 28, 2018.
- F3On July 1, 2015, the reporting person was granted restricted stock units which were deferred and paid out on December 1, 2018.
- F4On February 29, 2016, the reporting person was granted restricted stock units which were deferred and paid out on December 1, 2018.
- F5On March 2, 2017, the reporting person was granted restricted stock units which were deferred and paid out on December 1, 2018.