SEC Form 4 · accession 0001593968-18-001548
SEMTECH CORP · SMTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mohan Maheswaran
Officer — President and CEO · Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 4, 2018 · 6:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000088941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | M | 25,740 | $24.74 | A | 161,705 | D | |
| Common StockF1 | Dec 4, 2018 | S | 8,510 | $50.4876 | D | 153,195 | D | |
| Common StockF2 | Dec 4, 2018 | S | 12,508 | $51.3203 | D | 140,687 | D | |
| Common StockF3 | Dec 4, 2018 | S | 4,722 | $52.1493 | D | 135,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option (right to buy) | $24.74 | Dec 4, 2018 | M | 25,740 | D | Feb 25, 2015 | Feb 25, 2020 | SMTC | 25,740 | 25,740 | D |
Explanation of responses
- F1This price represents the weighted average of these sales. The prices ranged from $49.9600 to $50.9500. Price and share details are available upon request.
- F2This price represents the weighted average of these sales. The prices ranged from $50.9700 to $51.9700. Price and share details are available upon request.
- F3This price represents the weighted average of these sales. The prices ranged from $51.9800 to $52.3600. Price and share details are available upon request.