SEC Form 4 · accession 0001613665-18-000118
Great Western Bancorp, Inc. · GWB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Roy Kintner
Officer — Regional President and EVP
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 5:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001613665
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units - 2018F1,F3 | — | Nov 30, 2018 | A | 1,340 | A | — | — | Common Stock, par value $0.01 per share | 1,340 | 1,340 | D |
| Restricted Stock Units (2018 STI)F1,F4 | — | Nov 30, 2018 | A | 249 | A | — | — | Common Stock, par value $0.01 per share | 249 | 249 | D |
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock, par value $0.01 per share | 2,342 | 2,342 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the common stock, par value $0.01 per share, of Great Western Bancorp, Inc.
- F2The restricted stock units vest on February 16, 2020. The restricted stock units have no expiration date.
- F3The restricted stock units vest in three annual installments beginning on November 30, 2019. The restricted stock units have no expiration date.
- F4The restricted stock units vest on November 30, 2019. The restricted stock units have no expiration date.