Company · CIK 0000720005 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
RAYMOND JAMES FINANCIAL INC · RJF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 28, 2026 SForm 4 → | Aug 31, 5:21 pm EDT | Bella Loykhter AllaireChief Admin Officer | 7,500 | $177.60 | $1,331,981 | 46,086 | −14.0% | |
| Aug 20, 2026 GForm 4 → | Aug 27, 2:14 pm EDT | Tarek HelalChief Strategy Officer | 46,794 | — | — | 25,140 | — | late |
| Aug 18, 2026 GForm 4 → | Aug 20, 8:50 am EDT | Scott A CurtisChief Operating Officer | 1,000 | — | — | 191,418 | — | |
| Jul 28, 2026 SForm 4 → | Jul 29, 2:49 pm EDT | Tashtego S ElwynPresident, PCG | 10,000 | $176.06 | $1,760,552 | 45,114 | −18.1% | |
| Jul 27, 2026 SForm 4 → | Jul 28, 4:35 pm EDT | Steven M RaneyExecutive Chair RJBank | 5,770 | $172.97 | $998,033 | 43,046 | −11.8% | |
| Feb 28, 2019 MForm 4 → | Mar 4, 1:27 pm EST | Shelley G. BroaderDirector | 1,644 | — | — | 22,281 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 1:26 pm EST | Jeffrey N EdwardsDirector | 1,644 | — | — | 12,281 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 1:25 pm EST | Anne GatesDirector | 1,617 | — | — | 1,617 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 1:23 pm EST | Roderick C McGearyDirector | 1,644 | — | — | 6,621 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 1:20 pm EST | Benjamin EstyDirector | 1,644 | — | — | 11,581 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 10:04 am EST | Susan N StoryDirector | 1,644 | — | — | 25,139 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 9:01 am EST | Charles von ArentschildtDirector | 1,644 | — | — | 7,159 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 4, 8:56 am EST | Gordon L JohnsonDirector | 1,921 | — | — | 18,328 | — | plan? |
| Feb 28, 2019 MForm 4 → | Mar 1, 12:00 pm EST | Robert SaltzmanDirector | 1,644 | — | — | 24,781 | — | plan? |
| Feb 21, 2019 MForm 4 → | Feb 25, 8:58 am EST | Gordon L JohnsonDirector | 520 | — | — | 16,407 | — | plan? |
| Feb 21, 2019 MForm 4 → | Feb 25, 7:04 am EST | Jeffrey N EdwardsDirector | 400 | — | — | 10,637 | — | plan? |
| Feb 21, 2019 MForm 4 → | Feb 25, 7:04 am EST | Susan N StoryDirector | 400 | — | — | 23,495 | — | plan? |
| Feb 21, 2019 MForm 4 → | Feb 25, 7:04 am EST | Shelley G. BroaderDirector | 400 | — | — | 20,637 | — | plan? |
| Feb 21, 2019 MForm 4 → | Feb 22, 5:24 pm EST | Robert SaltzmanDirector | 400 | — | — | 23,137 | — | plan? |
| Feb 21, 2019 MForm 4 → | Feb 22, 3:58 pm EST | Benjamin EstyDirector | 400 | — | — | 9,937 | — | plan? |
| Feb 19, 2019 MForm 4 → | Feb 21, 9:10 am EST | Gordon L JohnsonDirector | 180 | — | — | 15,887 | — | plan? |
| Jan 18, 2019 MForm 4 → | Jan 23, 7:44 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 200 | $48.20 | $9,640 | 5,860 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 3:06 pm EST | Paul C ReillyChief Executive Officer, Director | 7,713 | $74.04 | $571,071 | 140,382 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 1:24 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 774 | $74.04 | $57,307 | 58,302 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 12:58 pm EST | John C Carson Jr.President | 1,074 | $74.04 | $79,519 | 66,991 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 12:49 pm EST | Steven M RaneyPresident & CEO RJBank | 321 | $74.04 | $23,767 | 31,457 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 12:44 pm EST | Tashtego S ElwynPresident - RJA | 620 | $74.04 | $45,905 | 21,632 | — | plan? |
| Jan 2, 2019 FForm 4 → | Jan 4, 11:52 am EST | Scott A CurtisPresident, PCG | 671 | $74.04 | $49,681 | 72,646 | — | plan? |
| Dec 27, 2018 GForm 4 → | Dec 28, 11:57 am EST | Francis S GodboldVice Chairman, Director | 8,500 | — | — | 144,500 | — | plan? |
| Dec 15, 2018 MForm 4 → | Dec 18, 6:09 pm EST | Thomas A JamesChairman Emeritus, Director | 3,877 | — | — | 12,062,315 | — | plan? |
| Dec 15, 2018 MForm 4 → | Dec 18, 5:41 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 1,420 | — | — | 29,352 | — | plan? |
| Dec 15, 2018 MForm 4 → | Dec 18, 3:53 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 4,415 | — | — | 195,290 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:51 pm EST | Paul C ReillyChief Executive Officer, Director | 28,620 | $74.34 | $574,574 | 148,095 | — | plan? |
| Dec 15, 2018 MForm 4 → | Dec 18, 3:50 pm EST | Jeffrey A DowdleCAO & President, Asset Mgmt. | 2,240 | — | — | 42,736 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | Steven M RaneyPresident & CEO RJBank | 1,199 | $74.34 | $25,127 | 31,778 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | Scott A CurtisPresident, PCG | 2,640 | $74.34 | $55,383 | 73,317 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | George CataneseChief Risk Officer | 1,066 | $74.34 | $22,376 | 6,506 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | John C Carson Jr.President | 5,311 | $74.34 | $106,604 | 68,065 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 14,672 | $74.34 | $307,991 | 16,715 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 3,121 | $74.34 | $65,494 | 59,076 | — | plan? |
| Dec 15, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | Jennifer C AckartSVP, Controller | 380 | $74.34 | $5,501 | 9,217 | — | plan? |
| Dec 15, 2018 MForm 4 → | Dec 18, 3:09 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,326 | — | — | 78,421 | — | plan? |
| Dec 14, 2018 FMForm 4 → | Dec 18, 3:09 pm EST | Tashtego S ElwynPresident - RJA | 4,465 | $54.83 | $150,354 | 22,252 | — | plan? |
| Dec 12, 2018 MForm 4 → | Dec 14, 10:53 am EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 2,074 | $48.20 | $99,967 | 190,875 | — | plan? |
| Dec 10, 2018 GForm 4 → | Dec 12, 3:09 pm EST | Steven M RaneyPresident & CEO RJBank | 634 | — | — | 31,255 | — | plan? |
| Dec 4, 2018 FMForm 4 → | Dec 6, 2:18 pm EST | Jodi PerryPresident, ICD for RJFS | 256 | $76.25 | $3,813 | 1,226 | — | plan? |
| Dec 4, 2018 GForm 4 → | Dec 6, 7:22 am EST | George CataneseSVP, Chief Risk Officer | 138 | — | — | 6,042 | — | plan? |
| Dec 4, 2018 SForm 4 → | Dec 6, 7:22 am EST | George CataneseSVP, Chief Risk Officer | 6,611 | $78.71 | $520,352 | 6,180 | −51.7% | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 4:42 pm EST | Thomas A JamesChairman Emeritus, Director | 4,884 | — | — | 12,058,438 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 4:03 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 1,790 | — | — | 27,932 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Steven M RaneyPresident & CEO RJBank | 1,085 | — | — | 31,812 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Tashtego S ElwynPresident - RJA | 2,170 | — | — | 19,143 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Scott A CurtisPresident, PCG | 2,388 | — | — | 72,167 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 2,930 | — | — | 76,095 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Jeffrey A DowdleCAO & President, Asset Mgmt. | 2,822 | — | — | 40,185 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:47 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,822 | — | — | 57,717 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:47 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 5,563 | — | — | 188,730 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:47 pm EST | John C Carson Jr.President | 4,884 | — | — | 65,622 | — | plan? |
| Nov 28, 2018 AForm 4 → | Nov 30, 1:47 pm EST | Paul C ReillyChief Executive Officer, Director | 26,322 | — | — | 134,933 | — | plan? |
| Nov 26, 2018 FMForm 4 → | Nov 28, 9:29 am EST | Paul C ReillyChief Executive Officer, Director | 8,632 | $63.34 | $546,734 | 108,611 | — | plan? |
| Nov 21, 2018 FMForm 4 → | Nov 26, 9:45 am EST | George CataneseSVP, Chief Risk Officer | 7,487 | $50.68 | $278,061 | 12,791 | — | plan? |
| Nov 21, 2018 FMForm 4 → | Nov 26, 9:40 am EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 1,243 | $76.10 | $18,492 | 10,329 | — | plan? |
| Nov 21, 2018 FMForm 4 → | Nov 26, 9:24 am EST | Paul C ReillyChief Executive Officer, Director | 2,787 | $76.10 | $59,891 | 107,243 | — | plan? |
| Nov 21, 2018 FMForm 4 → | Nov 26, 9:16 am EST | Tashtego S ElwynPresident - RJA | 2,487 | $76.10 | $37,061 | 16,973 | — | plan? |
| Nov 21, 2018 FMForm 4 → | Nov 26, 9:15 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,787 | $76.10 | $59,891 | 54,895 | — | plan? |
| Nov 21, 2018 FMForm 4 → | Nov 26, 8:24 am EST | Scott A CurtisPresident, PCG | 2,487 | $76.10 | $37,061 | 69,779 | — | plan? |
| Nov 19, 2018 FMForm 4 → | Nov 21, 11:13 am EST | Jennifer C AckartSVP, Controller | 3,203 | $77.91 | $48,538 | 8,985 | — | plan? |
| Nov 19, 2018 FMForm 4 → | Nov 21, 9:35 am EST | Jodi PerryPresident, ICD for RJFS | 742 | $77.91 | $11,063 | 1,018 | — | plan? |
| Nov 19, 2018 FMForm 4 → | Nov 21, 9:16 am EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 1,044 | $77.91 | $15,894 | 9,572 | — | plan? |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 3,000 | — | — | 183,167 | — | plan? |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 3,000 | — | — | 37,363 | — | plan? |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | George CataneseSVP, Chief Risk Officer | 900 | — | — | 6,278 | — | plan? |
| Nov 18, 2018 FMForm 4 → | Nov 20, 3:19 pm EST | Paul C ReillyChief Executive Officer, Director | 8,361 | $78.74 | $185,905 | 106,030 | — | plan? |
| Nov 18, 2018 FMForm 4 → | Nov 20, 3:19 pm EST | Steven M RaneyPresident & CEO RJBank | 3,730 | $78.74 | $57,480 | 30,727 | — | plan? |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 3,120 | — | — | 5,660 | — | plan? |
| Nov 18, 2018 FMForm 4 → | Nov 20, 1:34 pm EST | Scott A CurtisPresident - RJFS | 5,595 | $78.74 | $86,220 | 68,266 | — | plan? |
| Nov 18, 2018 FMForm 4 → | Nov 20, 10:05 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 6,138 | $78.74 | $128,976 | 53,682 | — | plan? |
| Nov 18, 2018 FMForm 4 → | Nov 20, 8:12 am EST | Tashtego S ElwynPresident - RJA | 5,595 | $78.74 | $86,220 | 15,460 | — | plan? |
| Nov 18, 2018 FMForm 4 → | Nov 20, 8:12 am EST | John C Carson Jr.President | 3,730 | $78.74 | $57,480 | 60,738 | — | plan? |
| Oct 29, 2018 PForm 4 → | Oct 30, 4:21 pm EDT | Tashtego S ElwynPresident - RJA | 1,500 | $73.75 | $110,625 | 12,055 | +14.2% | plan? |
| Oct 26, 2018 FMForm 4 → | Oct 30, 2:48 pm EDT | Scott A CurtisPresident - RJFS | 4,468 | $41.55 | $185,644 | 64,861 | — | plan? |
| Oct 26, 2018 FMForm 4 → | Oct 30, 2:47 pm EDT | Bella Loykhter AllaireExecutive Vice President-RJA | 47,235 | $57.59 | $2,720,258 | 50,820 | — | plan? |
| Oct 26, 2018 MForm 4 → | Oct 29, 4:38 pm EDT | Jeffrey P JulienCFO, Executive VP - Fin | 17,390 | $51.34 | $892,873 | 70,165 | — | plan? |
| Oct 25, 2018 FMForm 4 → | Oct 29, 4:49 pm EDT | Paul C ReillyChief Executive Officer, Director | 35,639 | $61.10 | $2,177,542 | 102,391 | — | plan? |
| Oct 24, 2018 MForm 4 → | Oct 26, 10:21 am EDT | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 17,360 | $37.87 | $657,423 | 180,167 | — | plan? |
| Oct 16, 2018 GForm 4 → | Oct 18, 1:22 pm EDT | Jodi PerryPresident, ICD for RJFS | 60 | — | — | 560 | — | plan? |
| Sep 30, 2018 MForm 4 → | Oct 2, 3:13 pm EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 26,142 | — | plan? |
| Sep 10, 2018 SForm 4 → | Sep 11, 2:37 pm EDT | John C Carson Jr.President | 5,698 | $92.66 | $527,986 | 58,468 | −8.88% | plan? |
| Sep 10, 2018 MForm 4 → | Sep 11, 2:37 pm EDT | John C Carson Jr.President | 5,698 | $55.49 | $316,182 | 64,166 | — | plan? |
| Aug 28, 2018 MForm 4 → | Aug 30, 1:56 pm EDT | Scott A CurtisPresident - RJFS | 4,418 | $37.87 | $167,310 | 61,329 | — | plan? |
| May 30, 2018 SForm 4 → | May 30, 3:10 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 2,270 | $96.99 | $220,170 | 3 | −99.9% | plan? |
| May 25, 2018 FMForm 4 → | May 30, 3:10 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 3,727 | $99.47 | $72,315 | 2,273 | — | plan? |
| May 18, 2018 GForm 4 → | May 24, 1:32 pm EDT | Tashtego S ElwynPresident - RJA | 316 | — | — | 10,555 | — | plan? late |
| Mar 14, 2018 SForm 4 → | Mar 16, 7:46 am EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 6,600 | $96.65 | $637,894 | 21,142 | −23.8% | plan? |
| Mar 9, 2018 SForm 4 → | Mar 13, 7:38 am EDT | Dennis W ZankChief Operating Officer | 20,003 | $98.63 | $1,972,812 | 130,846 | −13.3% | plan? |
| Feb 27, 2018 GForm 4 → | Mar 13, 7:38 am EDT | Dennis W ZankChief Operating Officer | 22 | — | — | 150,849 | — | plan? late |
| Feb 27, 2018 FMForm 4 → | Mar 1, 9:44 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 3,676 | $54.37 | $199,861 | 43,275 | — | plan? |
| Feb 22, 2018 MForm 4 → | Feb 26, 3:17 pm EST | Gordon L JohnsonDirector | 1,980 | — | — | 15,707 | — | plan? amended |
| Feb 22, 2018 MForm 4 → | Feb 26, 1:40 pm EST | Roderick C McGearyDirector | 1,580 | — | — | 4,977 | — | plan? |
| Feb 22, 2018 MForm 4 → | Feb 26, 1:40 pm EST | Susan N StoryDirector | 1,980 | — | — | 23,095 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 28, 2019 AMForm 4 → | Mar 4, 1:27 pm EST | Shelley G. BroaderDirector | 3,433 | — | — | 1,789 | — | |
| Feb 28, 2019 AForm 4 → | Mar 4, 1:26 pm EST | Robert M DutkowskyDirector | 1,789 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 1:26 pm EST | Jeffrey N EdwardsDirector | 3,433 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 1:25 pm EST | Anne GatesDirector | 3,406 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 1:23 pm EST | Roderick C McGearyDirector | 3,433 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 1:20 pm EST | Benjamin EstyDirector | 3,433 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 10:04 am EST | Susan N StoryDirector | 3,433 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 9:01 am EST | Charles von ArentschildtDirector | 3,433 | — | — | 1,789 | — | |
| Feb 28, 2019 AMForm 4 → | Mar 4, 8:56 am EST | Gordon L JohnsonDirector | 4,012 | — | — | 2,091 | — | |
| Feb 28, 2019 MForm 4 → | Mar 1, 12:00 pm EST | Robert SaltzmanDirector | 1,644 | — | — | 0 | — | |
| Feb 21, 2019 MForm 4 → | Feb 25, 8:58 am EST | Gordon L JohnsonDirector | 520 | — | — | 60 | — | |
| Feb 21, 2019 MForm 4 → | Feb 25, 7:04 am EST | Jeffrey N EdwardsDirector | 400 | — | — | 0 | — | |
| Feb 21, 2019 MForm 4 → | Feb 25, 7:04 am EST | Susan N StoryDirector | 400 | — | — | 0 | — | |
| Feb 21, 2019 MForm 4 → | Feb 25, 7:04 am EST | Shelley G. BroaderDirector | 400 | — | — | 0 | — | |
| Feb 21, 2019 MForm 4 → | Feb 22, 5:24 pm EST | Robert SaltzmanDirector | 400 | — | — | 0 | — | |
| Feb 21, 2019 MForm 4 → | Feb 22, 3:58 pm EST | Benjamin EstyDirector | 400 | — | — | 0 | — | |
| Feb 19, 2019 MForm 4 → | Feb 21, 9:10 am EST | Gordon L JohnsonDirector | 180 | — | — | 120 | — | |
| Jan 18, 2019 MForm 4 → | Jan 23, 7:44 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 200 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 6:09 pm EST | Thomas A JamesChairman Emeritus, Director | 7,516 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 5:41 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 3,091 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:53 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 9,046 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:51 pm EST | Paul C ReillyChief Executive Officer, Director | 49,999 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:50 pm EST | Jeffrey A DowdleCAO & President, Asset Mgmt. | 4,804 | — | — | 0 | — | |
| Dec 14, 2018 AForm 4 → | Dec 18, 3:09 pm EST | Jodi PerryPresident, ICD for RJFS | 225 | — | — | 225 | — | |
| Dec 14, 2018 AForm 4 → | Dec 18, 3:09 pm EST | Jonathan N SantelliEVP, Gen Counsel, Secy | 860 | — | — | 860 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | Steven M RaneyPresident & CEO RJBank | 2,250 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | Scott A CurtisPresident, PCG | 4,541 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | George CataneseChief Risk Officer | 1,493 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | John C Carson Jr.President | 6,192 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 16,648 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 5,217 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | Jennifer C AckartSVP, Controller | 551 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 5,551 | — | — | 0 | — | |
| Dec 14, 2018 AMForm 4 → | Dec 18, 3:09 pm EST | Tashtego S ElwynPresident - RJA | 6,102 | — | — | 0 | — | |
| Dec 12, 2018 MForm 4 → | Dec 14, 10:53 am EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 2,074 | — | — | 10,426 | — | |
| Dec 4, 2018 MForm 4 → | Dec 6, 2:18 pm EST | Jodi PerryPresident, ICD for RJFS | 206 | — | — | 0 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 4:03 pm EST | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 3:30 pm EST | Jodi PerryPresident, ICD for RJFS | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Jennifer C AckartSVP, Controller | 3,000 | — | — | 3,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | George CataneseSVP, Chief Risk Officer | 3,000 | — | — | 3,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Jonathan N SantelliEVP, Gen Counsel, Secy | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Steven M RaneyPresident & CEO RJBank | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Tashtego S ElwynPresident - RJA | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Scott A CurtisPresident, PCG | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:48 pm EST | Jeffrey A DowdleCAO & President, Asset Mgmt. | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:47 pm EST | Bella Loykhter AllaireExecutive Vice President-RJA | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:47 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 3,000 | — | — | 3,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:47 pm EST | John C Carson Jr.President | 5,000 | — | — | 5,000 | — | |
| Nov 29, 2018 AForm 4 → | Nov 30, 1:47 pm EST | Paul C ReillyChief Executive Officer, Director | 12,500 | — | — | 12,500 | — | |
| Nov 26, 2018 MForm 4 → | Nov 28, 9:29 am EST | Paul C ReillyChief Executive Officer, Director | 5,000 | — | — | 0 | — | |
| Nov 21, 2018 MForm 4 → | Nov 26, 9:45 am EST | George CataneseSVP, Chief Risk Officer | 7,000 | — | — | 0 | — | |
| Nov 21, 2018 MForm 4 → | Nov 26, 9:40 am EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 1,000 | — | — | 0 | — | |
| Nov 21, 2018 MForm 4 → | Nov 26, 9:24 am EST | Paul C ReillyChief Executive Officer, Director | 2,000 | — | — | 0 | — | |
| Nov 21, 2018 MForm 4 → | Nov 26, 9:16 am EST | Tashtego S ElwynPresident - RJA | 2,000 | — | — | 0 | — | |
| Nov 21, 2018 MForm 4 → | Nov 26, 9:15 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,000 | — | — | 0 | — | |
| Nov 21, 2018 MForm 4 → | Nov 26, 8:24 am EST | Scott A CurtisPresident, PCG | 2,000 | — | — | 0 | — | |
| Nov 19, 2018 MForm 4 → | Nov 21, 11:13 am EST | Jennifer C AckartSVP, Controller | 2,580 | — | — | 1,720 | — | |
| Nov 19, 2018 MForm 4 → | Nov 21, 9:35 am EST | Jodi PerryPresident, ICD for RJFS | 600 | — | — | 400 | — | |
| Nov 19, 2018 MForm 4 → | Nov 21, 9:16 am EST | James E BunnCo-Pres-GlobEq&Inv Banking-RJA | 840 | — | — | 560 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 3,000 | — | — | 2,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Jeffrey A DowdlePresident, Asset Mgmt Group | 3,000 | — | — | 2,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | George CataneseSVP, Chief Risk Officer | 900 | — | — | 600 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Paul C ReillyChief Executive Officer, Director | 6,000 | — | — | 4,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Steven M RaneyPresident & CEO RJBank | 3,000 | — | — | 2,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 3:19 pm EST | Jeffrey P JulienCFO, Executive VP - Fin | 3,120 | — | — | 80 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 1:34 pm EST | Scott A CurtisPresident - RJFS | 4,500 | — | — | 3,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 10:05 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 4,500 | — | — | 3,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 8:12 am EST | Tashtego S ElwynPresident - RJA | 4,500 | — | — | 3,000 | — | |
| Nov 18, 2018 MForm 4 → | Nov 20, 8:12 am EST | John C Carson Jr.President | 3,000 | — | — | 2,000 | — | |
| Oct 26, 2018 MForm 4 → | Oct 30, 2:48 pm EDT | Scott A CurtisPresident - RJFS | 4,000 | — | — | 1,582 | — | |
| Oct 26, 2018 MForm 4 → | Oct 30, 2:47 pm EDT | Bella Loykhter AllaireExecutive Vice President-RJA | 27,390 | — | — | 0 | — | |
| Oct 26, 2018 MForm 4 → | Oct 29, 4:38 pm EDT | Jeffrey P JulienCFO, Executive VP - Fin | 17,390 | — | — | 2,500 | — | |
| Oct 25, 2018 MForm 4 → | Oct 29, 4:49 pm EDT | Paul C ReillyChief Executive Officer, Director | 19,890 | — | — | 0 | — | |
| Oct 24, 2018 MForm 4 → | Oct 26, 10:21 am EDT | Jeffrey E TrocinCo-Pres-GlobEq&Inv Banking-RJA | 17,360 | — | — | 0 | — | |
| Oct 4, 2018 AForm 4 → | Oct 9, 12:09 pm EDT | Robert M DutkowskyDirector | 662 | — | — | 662 | — | late |
| Sep 30, 2018 MForm 4 → | Oct 2, 3:13 pm EDT | Paul D AllisonChair, President & CEO RJ Ltd. | 5,000 | — | — | 0 | — | |
| Sep 10, 2018 MForm 4 → | Sep 11, 2:37 pm EDT | John C Carson Jr.President | 5,698 | — | — | 5,000 | — | |
| Aug 28, 2018 MForm 4 → | Aug 30, 1:56 pm EDT | Scott A CurtisPresident - RJFS | 4,418 | — | — | 5,582 | — | |
| May 25, 2018 MForm 4 → | May 30, 3:10 pm EDT | Jonathan N SantelliEVP, Gen Counsel, Secy | 3,000 | — | — | 9,000 | — | |
| Mar 1, 2018 AForm 4 → | Mar 5, 11:33 am EST | Anne GatesDirector | 1,617 | — | — | 1,617 | — | |
| Feb 27, 2018 MForm 4 → | Mar 1, 9:44 am EST | Bella Loykhter AllaireExecutive Vice President-RJA | 2,610 | — | — | 10,000 | — | |
| Feb 23, 2018 AForm 4/A → | Feb 27, 1:20 pm EST | Gordon L JohnsonDirector | 277 | — | — | 1,921 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 3:17 pm EST | Gordon L JohnsonDirector | 3,902 | — | — | 1,922 | — | amended |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:40 pm EST | Roderick C McGearyDirector | 3,224 | — | — | 0 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:40 pm EST | Susan N StoryDirector | 3,624 | — | — | 0 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:40 pm EST | Robert SaltzmanDirector | 3,624 | — | — | 0 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:39 pm EST | Benjamin EstyDirector | 3,224 | — | — | 0 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:39 pm EST | Jeffrey N EdwardsDirector | 3,224 | — | — | 0 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:38 pm EST | Charles von ArentschildtDirector | 3,224 | — | — | 0 | — | |
| Feb 22, 2018 AMForm 4 → | Feb 26, 1:38 pm EST | Shelley G. BroaderDirector | 3,624 | — | — | 0 | — | |
| Feb 21, 2018 MForm 4 → | Feb 23, 10:18 am EST | Gordon L JohnsonDirector | 640 | — | — | 120 | — | |
| Feb 21, 2018 MForm 4 → | Feb 23, 10:18 am EST | Benjamin EstyDirector | 400 | — | — | 400 | — | |
| Feb 21, 2018 MForm 4 → | Feb 23, 10:17 am EST | Shelley G. BroaderDirector | 400 | — | — | 400 | — | |
| Feb 21, 2018 MForm 4 → | Feb 23, 8:31 am EST | Jeffrey N EdwardsDirector | 400 | — | — | 400 | — | |
| Feb 21, 2018 MForm 4 → | Feb 23, 6:42 am EST | Robert SaltzmanDirector | 400 | — | — | 400 | — | |
| Feb 21, 2018 MForm 4 → | Feb 22, 3:30 pm EST | Susan N StoryDirector | 400 | — | — | 400 | — | |
| Jan 29, 2018 MForm 4 → | Jan 31, 8:39 am EST | John C Carson Jr.President | 1,802 | — | — | 10,698 | — | |
| Jan 23, 2018 MForm 4 → | Jan 25, 11:35 am EST | Jeffrey P JulienCFO, Executive VP - Fin | 1,800 | — | — | 0 | — |