SEC Form 4 · accession 0001225208-18-016511
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven M Raney
Officer — President & CEO RJBank
Period of report
Dec 10, 2018
Accepted (ET)
Dec 12, 2018 · 3:09 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 10, 2018 | G | 634 | $0.00 | D | 31,255 | D | |
| Common StockF3 | holding | — | — | — | 1,602 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person effected multiple gifts on the same day in different amounts.
- F2Includes 77 shares of common stock acquired on December 4, 2018, pursuant to the registrant's Employee Stock Purchase Plan.
- F3Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through December 10, 2018.
Remarks
This Form 4 reports the gift of shares by the reporting person.