SEC Form 4/A · accession 0001225208-18-004327
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gordon L Johnson
Director
Period of report
Feb 22, 2018
Accepted (ET)
Feb 27, 2018 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | Feb 23, 2018 | A | 277 | A | — | — | Common Stock | 277 | 1,921 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
- F2Due to a rounding error, the original Form 4 misstated by one share the number of shares issued to the reporting person for service as a director on the registrant's bank subsidiary board.
- F3The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.
Remarks
This Form 4/A amends the timely-filed original Form 4 to correct a clerical error in the number of RSUs granted.