SEC Form 4 · accession 0001225208-18-014727
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jodi Perry
Officer — President, ICD for RJFS
Period of report
Oct 16, 2018
Accepted (ET)
Oct 18, 2018 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 16, 2018 | G | 60 | $0.00 | D | 560 | D | |
| Common StockF2 | holding | — | — | — | 2,847 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 45 shares of common stock acquired on September 5, 2018, pursuant to the registrant's Employee Stock Purchase Plan.
- F2Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through October 16, 2018.
Remarks
This Form 4 reports the gift of shares by the reporting person.