SEC Form 4 · accession 0001225208-26-007342
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tarek Helal
Officer — Chief Strategy Officer
Period of report
Aug 20, 2026
Accepted (ET)
Aug 27, 2026 · 2:14 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000720005
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 20, 2026 | G | 23,397 | $0.00 | A | 48,537 | D | |
| Common StockF1 | Aug 20, 2026 | G | 23,397 | $0.00 | D | 25,140 | D | |
| Common Stock | holding | — | — | — | 81 | I | By the Tarek Helal 2021 Gifting Trust | |
| Common StockF2 | holding | — | — | — | 577 | I | ESOP |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 54 shares of common stock acquired on March 3, 2026 and 57 shares of common stock acquired on June 2, 2026 pursuant to the registrant's Employee Stock Purchase Plan.
- F2Includes shares of common stock acquired under the reporting person's Employee Stock Ownership Plan (ESOP) account through August 20, 2026.
Remarks
The reporting person transferred shares from an individual account to an account jointly owned with the reporting person's spouse for estate planning purposes.