SEC Form 4 · accession 0001225208-18-014486
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Dutkowsky
Director
Period of report
Oct 4, 2018
Accepted (ET)
Oct 9, 2018 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Oct 4, 2018 | A | 662 | A | Oct 4, 2019 | Oct 4, 2019 | Common Stock | 662 | 662 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
Remarks
This Form 4 reports the grant of RSUs under the issuer's Amended and Restated 2012 Stock Incentive Plan.