SEC Form 4 · accession 0001225208-18-005206
RAYMOND JAMES FINANCIAL INC · RJF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne Gates
Director
Period of report
Mar 1, 2018
Accepted (ET)
Mar 5, 2018 · 11:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720005
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Mar 1, 2018 | A | 1,617 | A | — | — | Common Stock | 1,617 | 1,617 | D |
Explanation of responses
- F1Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of RJF common stock, and (ii) accrued cash in lieu of dividends.
- F2The award will vest at the date of the annual shareholders meeting next succeeding the grant date, but no later than March 15, 2019.
Remarks
This Form 4 reports the acquisition by the reporting person of RSUs resulting from an annual grant to the registrant's non-executive directors.