SEC Form 4 · accession 0001193805-18-001392
GULF RESOURCES, INC. · GURE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yang Zou
Director · Other
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 5:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000885462
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.0005 per shareF1 | $0.713 | Dec 3, 2018 | A | 12,500 | A | — | Dec 2, 2021 | Common Stock | 12,500 | 37,500 | D |
Explanation of responses
- F1Represents an option to purchase shares of Common Stock granted on December 3, 2018 to Mr.Zou pursuant to the Registrant's 2007 Equity Incentive Plan. The option to purchase 12,500 shares of Common Stock vests and becomes exercisable beginning on December 3, 2018.