SEC Form 4 · accession 0001209191-18-061157
Woodward, Inc. · WWD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher Fawzy
Officer — VP, Gen Counsel & Corp Sec
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000108312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Woodward, Inc. Common Stock | Dec 3, 2018 | M | 3,000 | $23.18 | A | 6,506 | D | |
| Woodward, Inc. Common Stock | Dec 3, 2018 | S | 3,000 | $85.00 | D | 3,506 | D | |
| Woodward, Inc. Common StockF1 | holding | — | — | — | 2,512 | I | By Woodward Retirement Savings Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy)F2 | $23.18 | Dec 3, 2018 | M | 3,000 | D | Oct 1, 2010 | Sep 30, 2019 | Woodward, Inc. Common Stock | 3,000 | 3,000 | D |
Explanation of responses
- F1The information in this report regarding the number of shares held by the reporting person in the Woodward Retirement Savings Plan (the "Plan") is based on a calculation as of December 3, 2018 and includes 8.12 shares acquired under the Plan since the date of the reporting person's last Form 4 with Table I reporting.
- F2Options, which expire September 30, 2019, became exercisable as to 25% of the shares on October 1, 2010, and each one-year anniversary thereafter.