SEC Form 4 · accession 0001000229-18-000123
CORE LABORATORIES N V · CLB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Daniels
Officer — CAO & Treasurer
Period of report
Dec 1, 2018
Accepted (ET)
Dec 4, 2018 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001000229
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Restricted Shares | Dec 1, 2018 | M | 140 | $0.00 | A | 216 | D | |
| Restricted Shares | Dec 1, 2018 | F | 54 | $83.11 | D | 162 | D | |
| Restricted Shares | Dec 1, 2018 | M | 800 | $0.00 | A | 962 | D | |
| Restricted Shares | Dec 1, 2018 | F | 308 | $83.11 | D | 654 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted SharesF1 | $0.00 | Dec 1, 2018 | M | 140 | D | — | — | Common Shares | 140 | 2,545 | D |
| Restricted SharesF2 | $0.00 | Dec 1, 2018 | M | 800 | D | — | — | Common Shares | 800 | 1,745 | D |
Explanation of responses
- F1The Restricted Shares vest in the amount of 1/6th of the grant on each of the six annual anniversaries following the date of grant.
- F2This completes the vesting of a special grant that was awarded on 12/1/14 and vested on December 1 of 2016, 2017 and 2018.