SEC Form 4 · accession 0001127602-18-035105
HOLOGIC INC · HOLX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Benjamin Jordan Cohn
Officer — Principal Accounting Officer
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 4:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000859737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2018 | M | 10,000 | $19.86 | A | 25,495 | D | |
| Common StockF1 | Nov 30, 2018 | S | 10,000 | $44.487 | D | 15,495 | D | |
| Common Stock | Dec 1, 2018 | F | 261 | $44.41 | D | 15,234 | D | |
| Common Stock | Dec 1, 2018 | F | 241 | $44.41 | D | 14,993 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F2 | $19.86 | Nov 30, 2018 | M | 10,000 | D | — | Nov 14, 2019 | Common Stock | 10,000 | 6,830 | D |
Explanation of responses
- F1The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $44.47 to $44.521 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- F2This option to purchase common stock becomes exercisable in equal installments on each of the first five anniversaries of the grant date, November 14, 2012.