SEC Form 4 · accession 0001127602-18-035233
AGILENT TECHNOLOGIES, INC. · A
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dominique Grau
Officer — Senior Vice President
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 6:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001090872
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 8,902 | $25.73 | A | 103,387 | D | |
| Common Stock | Dec 3, 2018 | S | 8,902 | $74.00 | D | 94,485 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2,F3 | $25.73 | Dec 3, 2018 | M | 8,902 | D | Nov 17, 2011 | Nov 16, 2020 | Common Stock | 8,902 | 8,902 | D |
Explanation of responses
- F1This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 13, 2018.
- F2Right to buy Agilent Technologies, Inc. common stock granted under the Agilent Technologies, Inc. Stock Plan, in compliance with Rule 16b-3.
- F3The option is fully vested and exercisable