Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Nov 20, 2017

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

387 filings · trading day Nov 20, 2017Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Nov 16, 2017 SForm 4 →	Nov 17, 4:06 pm EST	Clean Energy Fuels Corp.CLNE	Boone PickensDirector	2	$17,000,000.00	$34,000,000	0	—
Nov 15, 2017 JForm 4 →	Nov 17, 4:57 pm EST	LILIS ENERGY, INC.LLEX	George G Hicks +910% Owner	3,997,276	$5.50	$21,985,018	1,151,920	—
Nov 15, 2017 JForm 4 →	Nov 17, 5:04 pm EST	LILIS ENERGY, INC.LLEX	VARDE INVESTMENT PARTNERS LP +310% Owner	3,997,276	$5.50	$21,985,018	1,151,920	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:23 pm EST	State National Companies, Inc.SNC	Reta Laurie Ledbetter +210% Owner	1,473,333	$11.00	$16,206,663	0	—
Nov 15, 2017 PForm 4 →	Nov 17, 5:02 pm EST	TRANSATLANTIC PETROLEUM LTD.TAT	Noah Malone Mitchell IIIChief Executive Officer, Director, 10% Owner	205,000	$50.00	$10,250,000	205,000	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:20 pm EST	State National Companies, Inc.SNC	Matthew A FreemanPresident	500,000	$11.11	$5,555,000	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:21 pm EST	State National Companies, Inc.SNC	David Donaldson HaleEVP, COO and CFO	427,350	$11.00	$4,700,850	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:20 pm EST	State National Companies, Inc.SNC	David Martin CleffEVP and Secretary	284,900	$11.00	$3,133,900	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:22 pm EST	State National Companies, Inc.SNC	Bradford Luke LedbetterExecutive Vice President	284,900	$11.00	$3,133,900	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:22 pm EST	State National Companies, Inc.SNC	Lonnie Kossuth Ledbetter IIIEVP of Service	284,900	$11.00	$3,133,900	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:38 pm EST	EXA CORPEXA	Richard F. GilbodyChief Financial Officer	194,679	$15.50	$2,366,331	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:40 pm EST	EXA CORPEXA	Stephen A. RemondiCEO and President, Director	174,321	$11.91	$1,236,886	0	—
Nov 15, 2017 IForm 4 →	Nov 17, 4:34 pm EST	COMCAST CORPCMCSA	Michael J CavanaghCFO	29,426	$37.18	$1,094,059	365,022	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:38 pm EST	EXA CORPEXA	James E. HochSr. VP of Software Development	105,817	$11.58	$834,706	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:38 pm EST	EXA CORPEXA	Wayne D MackieDirector	61,780	$14.02	$791,116	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 1:57 pm EST	WEYCO GROUP INCWEYS	John W FlorsheimPresident & COO, Director	32,500	$24.21	$786,825	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 1:58 pm EST	WEYCO GROUP INCWEYS	Thomas W Florsheim Jr.Chairman & CEO, Director	32,500	$24.21	$786,825	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:33 pm EST	EXA CORPEXA	Hudong ChenChief Scientific Ofc., Sr. VP	101,970	$11.51	$785,195	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 9:03 pm EST	National Storage Affiliates TrustNSA	Kevin Maxen HowardDirector, 10% Owner	28,727	$25.60	$735,411	1,646,969	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:41 pm EST	EXA CORPEXA	Suresh SundaramSVP Products and Marketing	92,500	$9.71	$728,250	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:40 pm EST	EXA CORPEXA	Jean-Paul RouxSenior Vice President	93,063	$11.84	$651,774	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:09 pm EST	RBC Bearings INCROLL	Thomas C CrainerVP and General Manager	15,000	$37.66	$564,900	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:39 pm EST	EXA CORPEXA	John William Poduska Sr.Director	46,396	$12.62	$518,050	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:24 pm EST	State National Companies, Inc.SNC	John M PearsonEVP and National Sales Manager	28,490	$11.00	$313,390	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:31 pm EST	EXA CORPEXA	Robert D BurkeDirector	20,737	$15.16	$233,221	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:36 pm EST	EXA CORPEXA	Mark FuscoDirector	20,737	$13.51	$207,838	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:35 pm EST	EXA CORPEXA	Joel F. DubeVP Finance, PAO	27,500	$10.27	$205,400	0	—
Nov 17, 2017 MForm 4 →	Nov 17, 4:04 pm EST	SIRIUS XM HOLDINGS INC.(SIRI)	Stephen CookEVP, Sales and Automotive	200,000	$0.99	$198,000	641,800	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:29 pm EST	NEUROCRINE BIOSCIENCES INCNBIX	Darin LippoldtChief Legal Officer	9,900	$18.15	$179,685	22,492	—
Nov 17, 2017 MForm 4 →	Nov 20, 2:33 pm EST	COLUMBIA SPORTSWEAR COCOLM	Walter KlenzDirector	11,608	$15.23	$176,790	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 9:52 am EST	CACI INTERNATIONAL INC /DE/CACI	Michael A DanielsDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:19 am EST	CACI INTERNATIONAL INC /DE/CACI	James Gilmore IIIDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:24 am EST	CACI INTERNATIONAL INC /DE/CACI	William L JewsDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:28 am EST	CACI INTERNATIONAL INC /DE/CACI	Gregory G JohnsonDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:34 am EST	CACI INTERNATIONAL INC /DE/CACI	James L PavittDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:37 am EST	CACI INTERNATIONAL INC /DE/CACI	Warren R PhillipsDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:42 am EST	CACI INTERNATIONAL INC /DE/CACI	Charles P RevoileDirector	1,074	$125.70	$135,002	1,074	—
Nov 16, 2017 AForm 4 →	Nov 20, 10:45 am EST	CACI INTERNATIONAL INC /DE/CACI	William S WallaceDirector	1,074	$125.70	$135,002	1,074	—
Nov 17, 2017 MForm 4 →	Nov 17, 6:06 pm EST	Q2 Holdings, Inc.QTWO	John E BreedenEVP, Operations	10,000	$8.35	$83,500	27,717	—
Nov 17, 2017 MForm 4 →	Nov 20, 3:12 pm EST	UNITY BANCORP INC /NJ/UNTY	James A HughesPresident/CEO, Director	11,550	$6.94	$80,157	33,000	—
Nov 15, 2017 AJForm 4 →	Nov 17, 4:07 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Morton O SchapiroDirector	644	$83.33	$53,641	60,353	—
Nov 15, 2017 AJForm 4 →	Nov 17, 4:09 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	R David YostDirector	473	$83.33	$39,377	22,143	—
Nov 17, 2017 AForm 4 →	Nov 20, 9:12 am EST	OMNOVA SOLUTIONS INCOMN	David J DantoniDirector	3,538	$10.60	$37,500	98,112	—
Nov 17, 2017 AForm 4 →	Nov 20, 9:17 am EST	OMNOVA SOLUTIONS INCOMN	Allan R RothwellDirector	3,538	$10.60	$37,500	47,819	—
Nov 17, 2017 MForm 4 →	Nov 20, 1:58 pm EST	WEYCO GROUP INCWEYS	Thomas W FlorsheimDirector	1,500	$24.21	$36,315	0	—
Nov 15, 2017 AJForm 4 →	Nov 17, 4:05 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Deborah C HopkinsDirector	341	$83.33	$28,411	2,771	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:39 pm EST	HUBBELL INCHUBB	Anthony GuzziDirector	219	$119.63	$26,250	23,431	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:44 pm EST	HUBBELL INCHUBB	Steven R ShawleyDirector	209	$119.63	$25,000	3,782	—
Nov 15, 2017 AJForm 4 →	Nov 17, 4:08 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Anthony AndersonDirector	241	$83.33	$20,122	2,565	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:42 pm EST	HUBBELL INCHUBB	Neal J KeatingDirector	99	$119.63	$11,875	4,619	—
Nov 15, 2017 AJForm 4 →	Nov 17, 4:10 pm EST	MARSH & MCLENNAN COMPANIES, INC.MMC	Elaine La RocheDirector	122	$83.33	$10,179	5,266	—
Nov 16, 2017 AForm 4 →	Nov 20, 11:29 am EST	FRANKLIN ELECTRIC CO INCFELE	David M WathenDirector	190	$44.25	$8,417	78,487	—
Nov 16, 2017 AForm 4 →	Nov 20, 11:29 am EST	FRANKLIN ELECTRIC CO INCFELE	David T BrownDirector	164	$44.25	$7,263	67,724	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:25 pm EST	TANDEM DIABETES CARE INCTNDM	Dick AllenDirector	1,700	$2.54	$4,318	1,700	—
Nov 16, 2017 AForm 4 →	Nov 20, 11:28 am EST	FRANKLIN ELECTRIC CO INCFELE	Thomas R VerhageDirector	82	$44.25	$3,645	33,992	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:58 am EST	VERIZON COMMUNICATIONS INCVZ	Lowell C McAdamChairman and CEO, Director	240	$12.78	$3,069	365,826	—
Nov 17, 2017 AForm 4 →	Nov 20, 3:43 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Roger C HochschildDirector	29	$68.64	$1,997	6,443	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:59 am EST	VERIZON COMMUNICATIONS INCVZ	Craig L. SillimanEVP of PubPolicy & Gen Counsel	155	$12.78	$1,985	76,684	—
Nov 16, 2017 AForm 4 →	Nov 20, 11:27 am EST	FRANKLIN ELECTRIC CO INCFELE	Jennifer L ShermanDirector	41	$44.25	$1,822	16,993	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:23 pm EST	BAXTER INTERNATIONAL INCBAX	Thomas F ChenDirector	27	$64.42	$1,739	2,883	—
Nov 16, 2017 AForm 4 →	Nov 20, 8:00 am EST	VERIZON COMMUNICATIONS INCVZ	John G StrattonEVP&Pres - Global Operations	123	$12.78	$1,569	130,426	—
Nov 16, 2017 AForm 4 →	Nov 20, 8:01 am EST	VERIZON COMMUNICATIONS INCVZ	Marni M WaldenEVP&Pres - Global Media	123	$12.78	$1,569	212,248	—
Nov 16, 2017 AForm 4 →	Nov 20, 11:28 am EST	FRANKLIN ELECTRIC CO INCFELE	Renee J PetersonDirector	35	$44.25	$1,547	14,425	—
Nov 17, 2017 AForm 4 →	Nov 20, 3:44 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Scott MillsDirector	22	$68.64	$1,503	2,048	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:58 am EST	VERIZON COMMUNICATIONS INCVZ	Marc C ReedEVP & Chief Admin. Officer	96	$12.78	$1,223	70,407	—
Nov 16, 2017 AForm 4 →	Nov 20, 7:57 am EST	VERIZON COMMUNICATIONS INCVZ	Matthew D. EllisEVP and CFO	87	$12.78	$1,108	12,749	—
Nov 17, 2017 AForm 4 →	Nov 20, 3:41 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Dennis H FerroDirector	15	$68.64	$1,002	19,222	—
Nov 16, 2017 AForm 4 →	Nov 20, 11:28 am EST	FRANKLIN ELECTRIC CO INCFELE	David A RobertsDirector	13	$44.25	$581	5,414	—
Nov 17, 2017 AForm 4 →	Nov 20, 3:45 pm EST	PRINCIPAL FINANCIAL GROUP INCPFG	Elizabeth E TallettDirector	7	$68.64	$501	6,661	—
Nov 16, 2017 AForm 4 →	Nov 20, 8:00 am EST	VERIZON COMMUNICATIONS INCVZ	Anthony T SkiadasSVP & Controller	35	$12.78	$450	50,845	—
Nov 17, 2017 PForm 4 →	Nov 20, 8:40 am EST	OLD NATIONAL BANCORP /IN/ONB	Scott J EvernhamEXEC VP - WEALTH MANAGEMENT	23	$17.30	$398	1,278	—
Nov 17, 2017 PForm 4 →	Nov 20, 8:40 am EST	OLD NATIONAL BANCORP /IN/ONB	Christopher A WolkingSEVP - CAPITAL MARKETS	2	$17.30	$35	6,115	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:00 pm EST	Inogen IncINGN	Raymond HuggenbergerDirector	14,000	—	—	89,600	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:01 pm EST	HAEMONETICS CORPHAE	Ronald G GelbmanDirector	7,118	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:01 pm EST	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	190,129	—	—	20,637	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:01 pm EST	ISSUER DIRECT CORPISDR	William H EverettDirector	10,000	—	—	20,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:03 pm EST	RYDER SYSTEM INCR	John J GleasonEVP & Chief Sales Officer	8,760	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:03 pm EST	AMERISOURCEBERGEN CORPABC	Tim G. GuttmanChief Financial Officer	59,415	—	—	6,449	—
Nov 17, 2017 XForm 4 →	Nov 17, 4:03 pm EST	Lumos Networks Corp.LMOS	Pamplona Capital Partners IV LP +4Other	5,500,000	—	—	0	—
Nov 15, 2017 CForm 4 →	Nov 17, 4:03 pm EST	WORKIVA INCWK	Joseph H. HowellExecutive VP	24,000	—	—	593,772	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:05 pm EST	AMERISOURCEBERGEN CORPABC	John G. ChouExecutive Vice President	49,909	—	—	5,417	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:05 pm EST	PTC INC.PTC	Barry F CohenEVP, Chief Strategy Officer	164,852	—	—	18,900	—	amended
Nov 16, 2017 MForm 4 →	Nov 17, 4:07 pm EST	MARKETAXESS HOLDINGS INCMKTX	Kevin M McPhersonGlobal Head of Sales	5,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:07 pm EST	AMERISOURCEBERGEN CORPABC	Gina ClarkExecutive Vice President	30,896	—	—	3,354	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:07 pm EST	BANK OF AMERICA CORP /DE/BAC	Brian T MoynihanChairman and CEO, Director	19,859	—	—	59,575	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:08 pm EST	PTC INC.PTC	Matthew Lessner CohenEVP, Customer Success	99,937	—	—	15,644	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:08 pm EST	EXTREME NETWORKS INCEXTR	Robert J GaultEVP Worldwide Sales Services a	13,340	—	—	46,690	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:08 pm EST	ANGIODYNAMICS INCANGO	Stark RichardSVP, GM - Oncology	27,409	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:08 pm EST	EXTREME NETWORKS INCEXTR	Edward MeyercordPresident and CEO, Director	43,334	—	—	151,753	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:09 pm EST	AMERISOURCEBERGEN CORPABC	James F Cleary Jr.Executive Vice President	42,779	—	—	4,643	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:09 pm EST	ADVANCED MICRO DEVICES INCAMD	Darla M SmithOther	1,667	—	—	3,333	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:10 pm EST	PTC INC.PTC	Anthony DibonaEVP Focused Solutions Group	116,968	—	—	12,805	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:10 pm EST	AMERISOURCEBERGEN CORPABC	Dale DanilewitzExecutive Vice President	35,649	—	—	7,738	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:11 pm EST	ZYNGA INCZNGA	Matthew S BrombergChief Operating Officer	125,000	—	—	1,875,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:12 pm EST	ZYNGA INCZNGA	Jeffrey BuckleyChief Accounting Officer	2,500	—	—	2,500	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:12 pm EST	PTC INC.PTC	Craig HaymanEVP, Chief Operating Officer	206,147	—	—	23,466	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:12 pm EST	Freshpet, Inc.FRPT	Scott James MorrisPresident and COO	5,647	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:12 pm EST	Freshpet, Inc.FRPT	Richard A KassarChief Financial Officer	15,125	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:12 pm EST	AMERISOURCEBERGEN CORPABC	Kathy H. GaddesExecutive Vice President	28,520	—	—	3,096	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:13 pm EST	SCYNEXIS INCSCYX	Scott SukenickGeneral Counsel	160,000	—	—	160,000	—
Nov 15, 2017 XForm 4 →	Nov 17, 4:13 pm EST	IQVIA HOLDINGS INC.IQV	III James H ErlingerSee Remarks	10,000	—	—	35,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:14 pm EST	AMERISOURCEBERGEN CORPABC	Peyton R HowellExecutive Vice President	40,402	—	—	4,385	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:14 pm EST	PTC INC.PTC	Andrew MillerEVP, Chief Financial Officer	169,754	—	—	19,555	—
Nov 14, 2017 AForm 4 →	Nov 17, 4:14 pm EST	Kush Bottles, Inc.KSHB	Dallas ImbimboDirector	120,000	—	—	120,000	—	late
Nov 16, 2017 MForm 4 →	Nov 17, 4:15 pm EST	UNITED THERAPEUTICS CorpUTHR	Paul A MahonEVP & General Counsel	6,000	—	—	1,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:15 pm EST	EASTMAN KODAK COKODK	Christopher Joseph PayneVice President	1,918	—	—	3,839	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:16 pm EST	PTC INC.PTC	Aaron C Von StaatsCVP, GC and Secretary	88,558	—	—	10,755	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:16 pm EST	AMERISOURCEBERGEN CORPABC	Robert P. MauchExecutive Vice President	49,909	—	—	5,417	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:16 pm EST	TopBuild CorpBLD	John S. PetersonVice President and CFO	20,795	—	—	13,727	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:17 pm EST	CRYOLIFE INCCRY	David C GaleVP, Research & Development	20,000	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:19 pm EST	CONE Midstream Partners LPCNNX	NBL Midstream, LLC +1Director, 10% Owner	14,581,560	—	—	0	—
Nov 15, 2017 AMForm 4 →	Nov 17, 4:19 pm EST	PTC INC.PTC	James E HeppelmannPresident and CEO, Director	519,644	—	—	64,142	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:19 pm EST	AMERISOURCEBERGEN CORPABC	Sun ParkExecutive Vice President	23,766	—	—	2,580	—
Nov 15, 2017 AForm 4 →	Nov 17, 4:21 pm EST	AMERISOURCEBERGEN CORPABC	Lazarus KrikorianSenior Vice President	16,619	—	—	4,966	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:23 pm EST	2U, Inc.TWOU	Christopher J PaucekChief Executive Officer, Director	118,339	—	—	376,618	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:23 pm EST	DANAHER CORP /DE/DHR	Daniel RaskasSVP-Corporate Development	37,870	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:24 pm EST	LENNOX INTERNATIONAL INCLII	Prakash BedapudiEVP, Chief Technology Officer	10,060	—	—	3,262	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:24 pm EST	AMAZON COM INCAMZN	Tom A AlbergDirector	359	—	—	718	—
Nov 14, 2017 AForm 4 →	Nov 17, 4:24 pm EST	Kush Bottles, Inc.KSHB	Eric BaumDirector	120,000	—	—	120,000	—	late
Nov 15, 2017 MForm 4 →	Nov 17, 4:26 pm EST	AMAZON COM INCAMZN	Jonathan RubinsteinDirector	359	—	—	718	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:28 pm EST	AMAZON COM INCAMZN	Thomas O RyderDirector	359	—	—	718	—
Nov 13, 2017 MForm 4 →	Nov 17, 4:28 pm EST	SIGA TECHNOLOGIES INCSIGA	Eric A Rose M.D.Executive Chairman, Director	465,000	—	—	0	—	late
Nov 15, 2017 MForm 4 →	Nov 17, 4:29 pm EST	AMAZON COM INCAMZN	Patricia Q StonesiferDirector	359	—	—	718	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:30 pm EST	ACACIA RESEARCH CORPACTG	Frank E. Walsh IIIDirector	11,765	—	—	35,295	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:31 pm EST	AMAZON COM INCAMZN	Daniel P HuttenlocherDirector	377	—	—	754	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:31 pm EST	CRAY INCCRAY	Charles A MorrealeSVP, Field Operations	16,797	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:31 pm EST	Guidewire Software, Inc.GWRE	Michael PolelleChief Delivery Officer	208	—	—	1,043	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:31 pm EST	CONVERGYS CORPCVG	Jeffrey H FoxDirector	25,000	—	—	81,370	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:31 pm EST	LANTRONIX INCLTRX	Bruce C EdwardsDirector	5,000	—	—	0	—
Nov 14, 2017 AForm 4 →	Nov 17, 4:32 pm EST	Kush Bottles, Inc.KSHB	Jim McCormickChief Financial Officer	200,000	—	—	200,000	—	late
Nov 16, 2017 MForm 4 →	Nov 17, 4:32 pm EST	LANTRONIX INCLTRX	Paul F FolinoDirector	5,000	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:32 pm EST	Trade Desk, Inc.TTD	Jeffrey Terry GreenPresident and CEO, Director, 10% Owner	25,248	—	—	5,299,297	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:33 pm EST	AMAZON COM INCAMZN	Shelley ReynoldsVice President	544	—	—	3,494	—
Nov 14, 2017 AForm 4 →	Nov 17, 4:35 pm EST	Kush Bottles, Inc.KSHB	Nicholas KovacevichChief Executive Officer, Director	120,000	—	—	120,000	—	late
Nov 15, 2017 CForm 4 →	Nov 17, 4:35 pm EST	CONE Midstream Partners LPCNNX	CONSOL Energy Inc +2Director, 10% Owner	14,581,561	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:35 pm EST	AMAZON COM INCAMZN	David ZapolskySenior Vice President	2,334	—	—	15,825	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:36 pm EST	SPRINT CorpS	Ronald D FisherDirector	711,627	—	—	711,627	—	amended
Nov 15, 2017 MForm 4 →	Nov 17, 4:37 pm EST	AMAZON COM INCAMZN	Brian T OlsavskySenior Vice President and CFO	2,334	—	—	7,008	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:38 pm EST	CIRRUS LOGIC INCCRUS	Christine KingDirector	5,000	—	—	562	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:38 pm EST	HARMONIC INCHLIT	Nimrod Ben-NatanSVP and GM, Edge Business	4,012	—	—	4,012	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:39 pm EST	AMAZON COM INCAMZN	Andrew R JassyCEO Amazon Web Services	4,724	—	—	28,636	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:39 pm EST	HARMONIC INCHLIT	Neven HaltmayerSr. Vice President, R&D	3,417	—	—	3,417	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:39 pm EST	PEGASYSTEMS INCPEGA	Michael R PyleSenior VP, Engineering	60,624	—	—	2,696	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:39 pm EST	HARMONIC INCHLIT	Patrick HarshmanPresident and CEO, Director	11,774	—	—	11,774	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:40 pm EST	AMAZON COM INCAMZN	Jeffrey M BlackburnSenior Vice President	4,725	—	—	34,253	—
Nov 15, 2017 CForm 4 →	Nov 17, 4:41 pm EST	Quad/Graphics, Inc.QUAD	Kathryn Quadracci FloresDirector	22,913	—	—	14,915	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:41 pm EST	LPL Financial Holdings Inc.LPLA	Dan H. ArnoldPresident & CEO, Director	3,742	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 17, 4:41 pm EST	EXA CORPEXA	John J ShieldsDirector	5,353	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:41 pm EST	HARMONIC INCHLIT	Bart SpriesterSVP, Video Products	4,528	—	—	4,528	—
Nov 15, 2017 CForm 4 →	Nov 17, 4:41 pm EST	Quad/Graphics, Inc.QUAD	John C FowlerVice Chairman & EVP, Director	113,741	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:42 pm EST	AMAZON COM INCAMZN	Jeffrey A WilkeCEO Worldwide Consumer	5,312	—	—	5,312	—
Nov 15, 2017 CForm 4 →	Nov 17, 4:46 pm EST	Quad/Graphics, Inc.QUAD	J Joel QuadracciChairman, Pres. & CEO, Director	113,741	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:46 pm EST	Intersect ENT, Inc.XENT	Lisa D EarnhardtPresident and CEO, Director	10,000	—	—	8,016	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:46 pm EST	VALVOLINE INCVVV	Mary E MeixelspergerChief Financial Officer	2,899	—	—	5,804	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:48 pm EST	PLEXUS CORPPLXS	Ralf R BoerDirector	6,373	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 17, 4:49 pm EST	HD Supply Holdings, Inc.HDS	Peter A DorsmanDirector	760	—	—	760	—
Nov 16, 2017 AForm 4 →	Nov 17, 4:49 pm EST	HD Supply Holdings, Inc.HDS	Lauren Taylor WolfeDirector	758	—	—	758	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:51 pm EST	VALVOLINE INCVVV	Victor T. RiosChief Info. & Digital Officer	631	—	—	1,272	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:52 pm EST	VIVUS INCVVUS	Eric W RobertsDirector	1,389	—	—	15,279	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:52 pm EST	VIVUS INCVVUS	Allan ShawDirector	1,389	—	—	15,279	—
Nov 17, 2017 CForm 4 →	Nov 17, 4:54 pm EST	SendGrid, Inc.SEND	Byron B DeeterDirector	—	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 4:56 pm EST	VALVOLINE INCVVV	David J. ScheveController	359	—	—	728	—
Nov 15, 2017 MForm 4 →	Nov 17, 4:58 pm EST	COHERENT INCCOHR	John AmbroseoPres. and CEO, Director	5,890	—	—	83,669	—
Nov 3, 2017 MForm 4/A →	Nov 17, 4:58 pm EST	COHERENT INCCOHR	Paul F SechristEVP Worldwide Sales & Services	5,230	—	—	18,765	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:01 pm EST	ITT Inc.ITT	Steven C GiulianoVP & Chief Accounting Officer	5,860	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:02 pm EST	POWER INTEGRATIONS INCPOWI	Steven SharpDirector	10,000	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:02 pm EST	VALVOLINE INCVVV	Sara K. StensrudChief People and Comm. Officer	631	—	—	1,272	—
Nov 17, 2017 MForm 4 →	Nov 17, 5:02 pm EST	GRACO INCGGG	Mark D EberleinVice President	5,470	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:02 pm EST	SEMTECH CORPSMTC	Simon A BrownVP and GM	1,875	—	—	5,625	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:03 pm EST	COHERENT INCCOHR	Kevin S. PalatnikChief Financial Officer	2,750	—	—	26,875	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:04 pm EST	Audentes Therapeutics, Inc.BOLD	John T. GraySVP, Chief Scientific Officer	75,000	—	—	75,000	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:04 pm EST	Audentes Therapeutics, Inc.BOLD	Natalie C. HollesSenior Vice President, COO	100,000	—	—	100,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:05 pm EST	UNITED THERAPEUTICS CorpUTHR	Martine A RothblattChairman & CEO, Director	7,976	—	—	55,488	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:05 pm EST	Audentes Therapeutics, Inc.BOLD	David NaglerSVP, HR & Corp. Affairs	50,000	—	—	50,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:05 pm EST	GAP INCGPS	Paul Joseph ChapmanEVP & CIO	911	—	—	24,258	—
Nov 17, 2017 CForm 4 →	Nov 17, 5:05 pm EST	SendGrid, Inc.SEND	Foundry Venture 2007, LLC +710% Owner	8,841,276	—	—	0	—
Nov 16, 2017 AMForm 4 →	Nov 17, 5:06 pm EST	Audentes Therapeutics, Inc.BOLD	Mary NewmanSVP, Regulatory Affairs	60,000	—	—	50,000	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:07 pm EST	Audentes Therapeutics, Inc.BOLD	Matthew R PattersonPresident & CEO, Director	225,000	—	—	225,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:07 pm EST	MAXIM INTEGRATED PRODUCTS INCMXIM	Sumeet GagnejaVP and Principal Acct Officer	1,551	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:07 pm EST	Audentes Therapeutics, Inc.BOLD	Suyash PrasadSenior VP & Chief Med Officer	75,000	—	—	75,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:08 pm EST	COHERENT INCCOHR	Bret DiMarcoExec VP & General Counsel	2,314	—	—	13,363	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:08 pm EST	SVB FINANCIAL GROUPSIVB	Christopher Edmonds-WatersHead of Human Resources	3,630	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:08 pm EST	COHERENT INCCOHR	Mark Stewart SobeyEVP	1,624	—	—	15,288	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:09 pm EST	CATALYST PHARMACEUTICALS, INC.CPRX	Charles B O'KeeffeDirector	50,000	—	—	145,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:09 pm EST	COHERENT INCCOHR	Paul F SechristEVP Worldwide Sales & Services	2,475	—	—	13,845	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:09 pm EST	Audentes Therapeutics, Inc.BOLD	Thomas P SolowaySenior Vice President, CFO	75,000	—	—	75,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:10 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William A WulfsohnChief Executive Officer, Director	6,205	—	—	115,226	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:13 pm EST	EVERSPIN TECHNOLOGIES INCMRAM	Norm ArmourVice President of Operations	50,000	—	—	50,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:13 pm EST	ON SEMICONDUCTOR CORPON	William A. SchrommEVP & Chief Operating Officer	54,366	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:13 pm EST	CRANE CO /DE/CR	James L L TullisDirector	2,000	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:15 pm EST	Pacira Pharmaceuticals, Inc.PCRX	David M StackCEO and Chairman, Director	28,885	—	—	112,075	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:17 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Peter GanzSenior Vice President	1,081	—	—	12,330	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:18 pm EST	NetApp, Inc.NTAP	Deborah KerrDirector	5,456	—	—	5,456	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:18 pm EST	NetApp, Inc.NTAP	Scott F. SchenkelDirector	5,456	—	—	5,456	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:19 pm EST	HORTON D R INC /DE/DHI	Michael W HewattDirector	2,000	—	—	13,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:20 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	William J HeitmanController	412	—	—	4,657	—
Nov 17, 2017 AForm 4 →	Nov 17, 5:22 pm EST	ESCO TECHNOLOGIES INCESE	Patrick M DewarDirector	1,089	—	—	1,089	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:23 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Anne T. SchumannSenior Vice President	477	—	—	5,748	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:26 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	Keith C SilvermanVice President	191	—	—	6,603	—
Nov 17, 2017 CForm 4 →	Nov 17, 5:26 pm EST	SendGrid, Inc.SEND	Ajay AgarwalDirector	2,285,478	—	—	0	—
Nov 17, 2017 CForm 4 →	Nov 17, 5:27 pm EST	SendGrid, Inc.SEND	Highway 12 Capital Partners II, LLC +410% Owner	4,515,144	—	—	0	—
Nov 15, 2017 OXForm 4 →	Nov 17, 5:28 pm EST	Santander Consumer USA Holdings Inc.SC	Thomas G. Dundon10% Owner	6,847,380	—	—	0	—	amended
Nov 16, 2017 MForm 4 →	Nov 17, 5:29 pm EST	ASHLAND GLOBAL HOLDINGS INCASH	J Kevin WillisChief Financial Officer	1,718	—	—	20,006	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:30 pm EST	RED HAT INCRHT	Sohaib AbbasiDirector	202	—	—	202	—
Nov 16, 2017 AMForm 4 →	Nov 17, 5:33 pm EST	INDEPENDENCE HOLDING COIHC	David T KettigPresident and COO, Director	66,000	—	—	11,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:34 pm EST	Xenetic Biosciences, Inc.XBIO	Roger D. KornbergDirector	25,000	—	—	25,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:34 pm EST	QUALYS, INC.QLYS	Philippe F CourtotChairman, President & CEO, Director, 10% Owner	40,000	—	—	361,927	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:35 pm EST	ALNYLAM PHARMACEUTICALS, INC.ALNY	John MaraganoreChief Executive Officer, Director	74,000	—	—	73,415	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:35 pm EST	COTY INC.COTY	Olivier GoudetDirector	10,000	—	—	51,666	—
Nov 15, 2017 AMForm 4 →	Nov 17, 5:37 pm EST	COTY INC.COTY	Lambertus J.H. BechtDirector	60,000	—	—	150,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:39 pm EST	Xenetic Biosciences, Inc.XBIO	Firdaus J. DastoorDirector	25,000	—	—	25,000	—
Nov 15, 2017 AMForm 4 →	Nov 17, 5:39 pm EST	COTY INC.COTY	Joachim FaberDirector	20,000	—	—	50,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:39 pm EST	THERMO FISHER SCIENTIFIC INC.TMO	Marc N CasperChief Executive Officer, Director	50,000	—	—	50,000	—
Nov 16, 2017 AForm 4 →	Nov 17, 5:42 pm EST	Telenav, Inc.TNAV	Karen C FrancisDirector	18,999	—	—	2,374	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:42 pm EST	COTY INC.COTY	Paul S. MichaelsDirector	10,000	—	—	30,685	—
Nov 15, 2017 CForm 4 →	Nov 17, 5:42 pm EST	MULESOFT, INCMULE	Gary LittleDirector	2,107,037	—	—	6,321,113	—	amended
Nov 15, 2017 AMForm 4 →	Nov 17, 5:43 pm EST	COTY INC.COTY	Robert S SingerDirector	20,000	—	—	50,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 5:45 pm EST	COTY INC.COTY	Sabine ChalmersDirector	12,054	—	—	12,054	—
Nov 13, 2017 MForm 4/A →	Nov 17, 5:46 pm EST	Emergent BioSolutions Inc.EBS	Fuad El-HibriChairman, Director, 10% Owner	40,000	—	—	47,983	—
Nov 15, 2017 AMForm 4 →	Nov 17, 5:47 pm EST	COTY INC.COTY	Peter HarfDirector	20,000	—	—	50,000	—
Nov 15, 2017 AMForm 4 →	Nov 17, 5:49 pm EST	COTY INC.COTY	Erhard SchoewelDirector	20,000	—	—	50,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:50 pm EST	Broadcom LtdAVGO	Hock E TanPresident and CEO, Director	20,000	—	—	10,000	—
Nov 17, 2017 CForm 4 →	Nov 17, 5:50 pm EST	SendGrid, Inc.NYSE:SEND	Bessemer Venture Partners VIII L.P. +310% Owner	6,515,215	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:52 pm EST	ADESTO TECHNOLOGIES CorpIOTS	Raphael MehrbiansVice President, Marketing	6,250	—	—	77,500	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:56 pm EST	CAVCO INDUSTRIES INCCVCO	Steven G BungerDirector	4,000	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:57 pm EST	IONIS PHARMACEUTICALS INCIONS	Joseph Klein IIIDirector	5,062	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 5:57 pm EST	IONIS PHARMACEUTICALS INCIONS	Elizabeth L HougenSVP, Finance & CFO	7,000	—	—	15,000	—
Nov 17, 2017 MForm 4 →	Nov 17, 5:57 pm EST	Argo Group International Holdings, Ltd.AGII	John H TonelliDirector	6,655	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 5:59 pm EST	Broadcom LtdAVGO	Thomas H. KrauseVP & Chief Financial Officer	2,500	—	—	7,500	—
Nov 17, 2017 MForm 4 →	Nov 17, 6:01 pm EST	OMNICELL, IncOMCL	Dan S JohnstonEVP-Chief Legal & Admin Off	8,200	—	—	4,100	—
Nov 17, 2017 MForm 4 →	Nov 17, 6:01 pm EST	OMNICELL, IncOMCL	Peter J. KuipersExecutive V.P. CFO	4,724	—	—	724	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:03 pm EST	NEKTAR THERAPEUTICSNKTR	Stephen K DobersteinSVP & Chief Scientific Officer	43,750	—	—	43,750	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:03 pm EST	NEKTAR THERAPEUTICSNKTR	Ivan P. GergelSVP & Chief Medical Officer	50,000	—	—	50,000	—
Nov 15, 2017 CMForm 4 →	Nov 17, 6:03 pm EST	TWILIO INCTWLO	Lee KirkpatrickChief Financial Officer	21,000	—	—	112,969	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:04 pm EST	NEKTAR THERAPEUTICSNKTR	Maninder HoraSVP Pharma Dev & Mfg Ops	37,500	—	—	37,500	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:05 pm EST	NEKTAR THERAPEUTICSNKTR	Gil M LabrucherieSVP & Chief Financial Officer	50,000	—	—	50,000	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:05 pm EST	PRGX GLOBAL, INC.PRGX	Tushar K. SachdevSVP Global Shared Services/CIO	10,000	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:05 pm EST	NEKTAR THERAPEUTICSNKTR	John NicholsonSVP & Chief Operating Officer	50,000	—	—	50,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:06 pm EST	NEKTAR THERAPEUTICSNKTR	Howard W RobinPresident & CEO, Director	137,500	—	—	137,500	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:06 pm EST	NEKTAR THERAPEUTICSNKTR	Jillian B. ThomsenSVP & Chief Accounting Officer	37,500	—	—	37,500	—
Nov 16, 2017 AMForm 4 →	Nov 17, 6:12 pm EST	INDEPENDENCE HOLDING COIHC	Teresa A HerbertChief Financial Officer, SR VP, Director	77,000	—	—	11,000	—
Nov 15, 2017 CMForm 4 →	Nov 17, 6:14 pm EST	Tableau Software IncDATA	Andrew BeersChief Development Officer	1,875	—	—	0	—
Nov 16, 2017 AMForm 4 →	Nov 17, 6:23 pm EST	INDEPENDENCE HOLDING COIHC	Roy T K ThungChairman and CEO, Director	198,000	—	—	16,500	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:24 pm EST	Atara Biotherapeutics, Inc.ATRA	Carol Giltner GallagherDirector	2,366	—	—	1,362	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:24 pm EST	Atara Biotherapeutics, Inc.ATRA	John McGrathEVP & Chief Financial Officer	7,697	—	—	5,132	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:25 pm EST	Atara Biotherapeutics, Inc.ATRA	Matthew K FustDirector	1,602	—	—	2,137	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:26 pm EST	Atara Biotherapeutics, Inc.ATRA	Mitchall G. ClarkEVP & Chief R & QA Officer	7,212	—	—	12,019	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:26 pm EST	Atara Biotherapeutics, Inc.ATRA	Isaac E. CiechanoverChief Executive Officer, Director	5,908	—	—	3,938	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:27 pm EST	Atara Biotherapeutics, Inc.ATRA	Christopher HaqqEVP, R&D & Chief Scientific Of	829	—	—	553	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:33 pm EST	MITEK SYSTEMS INCMITK	Jeffrey C DavisonChief Financial Officer	14,605	—	—	14,605	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:33 pm EST	MITEK SYSTEMS INCMITK	James B DebelloPresident & CEO & Chairman, Director	98,581	—	—	98,581	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:33 pm EST	MITEK SYSTEMS INCMITK	Michael E DiamondOther	32,861	—	—	32,861	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:34 pm EST	MITEK SYSTEMS INCMITK	Jason GrayGC, Secretary & Admin Officer	32,861	—	—	32,861	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:34 pm EST	MITEK SYSTEMS INCMITK	Karel J. MarsalChief Operating Officer	32,861	—	—	32,861	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:34 pm EST	MITEK SYSTEMS INCMITK	Stephen RitterChief Technology Officer	65,721	—	—	65,721	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:34 pm EST	STARBUCKS CORPSBUX	Jorgen Vig KnudstorpDirector	13,755	—	—	13,755	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:34 pm EST	MITEK SYSTEMS INCMITK	Clark SarahOther	21,907	—	—	21,907	—
Nov 16, 2017 AMForm 4 →	Nov 17, 6:35 pm EST	INDEPENDENCE HOLDING COIHC	Larry GraberChief Life Annuity Actuary SVP, Director	66,000	—	—	11,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:39 pm EST	STARBUCKS CORPSBUX	Javier G TeruelDirector	13,755	—	—	13,755	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:41 pm EST	STARBUCKS CORPSBUX	Satya NadellaDirector	6,876	—	—	6,876	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:41 pm EST	TANDEM DIABETES CARE INCTNDM	Edward L CahillDirector	1,700	—	—	1,700	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:42 pm EST	ADURO BIOTECH, INC.ADRO	Jennifer LewSr. Vice President of Finance	6,600	—	—	57,309	—
Nov 17, 2017 MForm 4 →	Nov 17, 6:44 pm EST	ZILLOW GROUP, INC.Z AND ZG	Amy BohutinskyChief Operating Officer	10	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:45 pm EST	ZILLOW GROUP, INC.Z AND ZG	Spencer M RascoffChief Executive Officer, Director	141,500	—	—	10,417	—
Nov 16, 2017 MForm 4 →	Nov 17, 6:46 pm EST	CHEVRON CORPCVX	Patricia E YarringtonVP & Chief Financial Officer	13,143	—	—	116,857	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:47 pm EST	VERIFONE SYSTEMS, INC.PAY	Karen A AustinDirector	1,301	—	—	1,301	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:47 pm EST	TANDEM DIABETES CARE INCTNDM	Fred E CohenDirector	1,700	—	—	1,700	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:49 pm EST	Atara Biotherapeutics, Inc.ATRA	Gad SofferEVP & Chief Strategy Officer	4,146	—	—	2,764	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:51 pm EST	DXC Technology CoDXC	Michael G NefkensEVP & GM, Regions & Industries	147,607	—	—	0	—
Nov 15, 2017 AForm 4 →	Nov 17, 6:53 pm EST	TANDEM DIABETES CARE INCTNDM	Howard E Greene Jr.Director	1,700	—	—	1,700	—
Nov 17, 2017 AForm 4 →	Nov 17, 6:53 pm EST	EYEGATE PHARMACEUTICALS INCEYEG	Michael GaranziniChief Commercial Officer	85,000	—	—	85,000	—
Nov 15, 2017 DForm 4 →	Nov 17, 6:57 pm EST	Real Industry, Inc.RELY	John A MillerExecutive Vice President	50,181	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:58 pm EST	CASTLIGHT HEALTH, INC.CSLT	John C DoyleChief Executive Officer	34,812	—	—	206,250	—
Nov 15, 2017 MForm 4 →	Nov 17, 6:59 pm EST	CASTLIGHT HEALTH, INC.CSLT	Mangini Siobhan NolanCFO & Treasurer	22,500	—	—	171,875	—
Nov 16, 2017 MForm 4 →	Nov 17, 7:00 pm EST	Mirati Therapeutics, Inc.MRTX	Jamie ChristensenSVP, Chief Science Officer	10,000	—	—	4,000	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:02 pm EST	TANDEM DIABETES CARE INCTNDM	Christopher J TwomeyDirector	1,700	—	—	1,700	—
Nov 15, 2017 OXForm 4/A →	Nov 17, 7:05 pm EST	Santander Consumer USA Holdings Inc.SC	Thomas G. Dundon10% Owner	6,847,380	—	—	0	—
Nov 15, 2017 GForm 4 →	Nov 17, 7:05 pm EST	Colony NorthStar, Inc.CLNS	Thomas Barrack Jr.Executive Chairman, Director	200,000	—	—	26,136,586	—
Nov 15, 2017 MForm 4 →	Nov 17, 7:07 pm EST	FIBROGEN INCFGEN	Thomas F Kearns Jr.Director	18,000	—	—	0	—
Nov 15, 2017 CForm 4 →	Nov 17, 7:09 pm EST	Apptio IncAPTI	Kurt ShintafferChief Financial Officer	30,000	—	—	899,146	—
Nov 16, 2017 MForm 4 →	Nov 17, 7:11 pm EST	SKYWORKS SOLUTIONS, INC.SWKS	David J AldrichExecutive Chairman, Director	30,000	—	—	98,499	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:13 pm EST	STARBUCKS CORPSBUX	Craig WeatherupDirector	13,755	—	—	13,755	—
Nov 15, 2017 MForm 4 →	Nov 17, 7:15 pm EST	SHUTTERFLY INCSFLY	Lisa Blackwood-KapralChief Accounting Officer	1,900	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 17, 7:19 pm EST	LIGAND PHARMACEUTICALS INCLGND	John L LamattinaDirector	4,000	—	—	3,335	—
Nov 15, 2017 AMForm 4 →	Nov 17, 7:20 pm EST	STARBUCKS CORPSBUX	Howard D Schultzexecutive chairman, Director	1,483,727	—	—	699,677	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:22 pm EST	STARBUCKS CORPSBUX	Clara ShihDirector	6,876	—	—	6,876	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:29 pm EST	STARBUCKS CORPSBUX	Myron E Ullman IIIDirector	13,755	—	—	13,755	—
Nov 15, 2017 JForm 4 →	Nov 17, 7:30 pm EST	Restaurant Brands International Inc.QSR	Alexandre Van DammeDirector	2,858,895	—	—	2,858,895	—
Nov 15, 2017 JForm 4 →	Nov 17, 7:31 pm EST	Restaurant Brands International Inc.QSR	3G Restaurant Brands Holdings General Partner Ltd. +110% Owner	8,019,345	—	—	201,096,563	—
Nov 15, 2017 JForm 4 →	Nov 17, 7:31 pm EST	Restaurant Brands International Inc.QSR	Carlos Alberto SicupiraDirector	1,500,000	—	—	1,500,000	—
Nov 15, 2017 JForm 4 →	Nov 17, 7:33 pm EST	Restaurant Brands International Inc.QSR	Cecilia SicupiraDirector	10,450	—	—	10,450	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:35 pm EST	STARBUCKS CORPSBUX	Kevin R Johnsonpresident and ceo, Director	535,615	—	—	535,615	—
Nov 15, 2017 MForm 4 →	Nov 17, 7:37 pm EST	Dolby Laboratories, Inc.DLB	Bob BorchersSVP & Chief Marketing Officer	116,821	—	—	128,583	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:37 pm EST	STARBUCKS CORPSBUX	Scott Harlan Mawevp, chief financial officer	241,268	—	—	241,268	—
Nov 16, 2017 AForm 4 →	Nov 17, 7:39 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	James J JeterPresident, Sales U.S.	42,888	—	—	42,888	—
Nov 16, 2017 AForm 4 →	Nov 17, 7:40 pm EST	RITCHIE BROS AUCTIONEERS INCRBA	Marianne MarckChief Information Officer	38,989	—	—	38,989	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:44 pm EST	STARBUCKS CORPSBUX	Paul Muttysvp, deputy general counsel	11,822	—	—	11,822	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:45 pm EST	STARBUCKS CORPSBUX	John Culvergroup pres, Int'l & Channel	217,141	—	—	217,141	—
Nov 15, 2017 AForm 4 →	Nov 17, 7:48 pm EST	STARBUCKS CORPSBUX	Clifford Burrowsgroup pres. Siren Retail	217,141	—	—	217,141	—
Nov 15, 2017 AForm 4 →	Nov 17, 8:01 pm EST	OncoCyte CorpOCX	Mitchell S LevineChief Financial Officer	200,000	—	—	200,000	—
Nov 16, 2017 MForm 4 →	Nov 17, 8:02 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Stephen B. ShohetDirector	7,862	—	—	31,452	—
Nov 17, 2017 MForm 4 →	Nov 17, 8:07 pm EST	SILVER SPRING NETWORKS INCSSNI	Donald L. Reeves IIIChief Technology Officer	18,500	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 17, 8:10 pm EST	SILVER SPRING NETWORKS INCSSNI	Raj VaswaniCo-Founder	14,273	—	—	14,273	—
Nov 15, 2017 MForm 4 →	Nov 17, 8:13 pm EST	Everi Holdings Inc.EVRI	Juliet LimEVP	96,863	—	—	243,137	—
Nov 15, 2017 MForm 4 →	Nov 17, 8:38 pm EST	Ingredion IncINGR	Jorgen KokkeSr VP & Pres, Asia-Pac & EMEA	16,259	—	—	7,119	—
Nov 15, 2017 MForm 4 →	Nov 17, 8:45 pm EST	SEATTLE GENETICS INC /WASGEN	Eric DobmeierChief Operating Officer	35,000	—	—	28,429	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:00 pm EST	TRINET GROUP INCTNET	Brady MickelsenSVP, CLO & SECRETARY	10,749	—	—	10,718	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:00 pm EST	VARONIS SYSTEMS INCVRNS	Gili IohanDirector	52,569	—	—	6,800	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:00 pm EST	Lumentum Holdings Inc.LITE	Alan S LoweCEO and President	12,783	—	—	38,349	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:00 pm EST	TRINET GROUP INCTNET	Edward GrieseSR. VP, INSURANCE SERVICES	6,690	—	—	5,716	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:01 pm EST	TRINET GROUP INCTNET	Michael P MurphyPRINCIPAL ACCOUNTING OFFICER	5,278	—	—	3,616	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:02 pm EST	TRINET GROUP INCTNET	Burton M. GoldfieldPRESIDENT, CEO and DIRECTOR, Director	18,009	—	—	49,579	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:02 pm EST	Lumentum Holdings Inc.LITE	Aaron TachibanaCFO	7,933	—	—	0	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:05 pm EST	Lumentum Holdings Inc.LITE	Jason ReinhardtEVP, Global Sales	1,855	—	—	5,565	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:16 pm EST	Lumentum Holdings Inc.LITE	Vincent RetortEVP and COO	3,299	—	—	9,895	—
Nov 15, 2017 CForm 4 →	Nov 17, 9:20 pm EST	Nutanix, Inc.NTNX	Jeffrey T ParksDirector	796,442	—	—	664,466	—
Nov 15, 2017 MForm 4 →	Nov 17, 9:24 pm EST	Lumentum Holdings Inc.LITE	Judy G HamelGeneral Counsel & Secretary	515	—	—	1,545	—
Nov 15, 2017 MForm 4/A →	Nov 17, 9:24 pm EST	Dolby Laboratories, Inc.DLB	Bob BorchersSVP & Chief Marketing Officer	116,821	—	—	128,583	—
Nov 15, 2017 AForm 4 →	Nov 17, 9:39 pm EST	TANDEM DIABETES CARE INCTNDM	Douglas A RoederDirector, 10% Owner	1,700	—	—	1,700	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:24 am EST	HUDSON TECHNOLOGIES INC /NYHDSN	Kevin J ZugibeChairman, CEO, Director	195,000	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 7:48 am EST	HUDSON TECHNOLOGIES INC /NYHDSN	Brian F ColemanPresident, COO, Director	100,300	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 8:25 am EST	HUDSON TECHNOLOGIES INC /NYHDSN	Stephen P MandracchiaVP Legal & Regulatory	125,000	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 8:31 am EST	AMPHENOL CORP /DE/APH	Craig A LampoSR VP & CFO	10,000	—	—	0	—
Nov 10, 2017 XForm 4 →	Nov 20, 8:48 am EST	Xenith Bankshares, Inc.XBKS	Robert J. MerrickDirector	765	—	—	0	—	late
Nov 16, 2017 MForm 4 →	Nov 20, 8:51 am EST	OSHKOSH CORPOSK	Wilson R JonesPresident and CEO, Director	40,000	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 9:35 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Oliver A FilliolPresident and CEO, Director	15,000	—	—	68,100	—
Nov 16, 2017 MForm 4 →	Nov 20, 9:36 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	William P DonnellyExecutive Vice President	5,000	—	—	10,105	—
Nov 14, 2017 MForm 4 →	Nov 20, 9:45 am EST	WESTLAKE CHEMICAL CORPWLK	Robert F. BuesingerEVP, Vinyls Products	5,214	—	—	0	—	late
Nov 16, 2017 MForm 4 →	Nov 20, 10:00 am EST	TOTAL SYSTEM SERVICES INCTSS	Patricia A WatsonSenior EVP and CIO	29,485	—	—	22,269	—
Nov 15, 2017 CForm 4 →	Nov 20, 10:01 am EST	Arsanis, Inc.ASNS	Alexandria Venture Investments, LLC10% Owner	770,249	—	—	0	—	late
Nov 16, 2017 MForm 4 →	Nov 20, 10:11 am EST	ELECTRO SCIENTIFIC INDUSTRIES INCESIO	Paul R OldhamCFO, Sr. VP of Finance	60,000	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 10:21 am EST	TransDigm Group INCTDG	W Nicholas HowleyChief Executive Officer, Director	35,924	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 10:29 am EST	PREMIER FINANCIAL BANCORP INCPFBI	Brien M ChaseChief Financial Officer	1,711	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 10:33 am EST	SHERWIN WILLIAMS COSHW	John G MorikisChairman, President & CEO, Director	439	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 10:38 am EST	SHERWIN WILLIAMS COSHW	Sean P HennessySVP-Corp Plan, Develop & Admin	439	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 10:59 am EST	PARKER HANNIFIN CORPPH	Yoon Michael ChungVP - E Business, IoT & Svcs.	7,850	—	—	7,850	—
Nov 17, 2017 MForm 4 →	Nov 20, 11:09 am EST	PARKER HANNIFIN CORPPH	Robert W BondVP- eBus, IoT and Services	16,640	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 11:14 am EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	100,000	—	—	210,000	—
Nov 17, 2017 MForm 4 →	Nov 20, 11:26 am EST	PARKER HANNIFIN CORPPH	William G ElineVP- Chief Information Officer	6,380	—	—	6,380	—
Nov 16, 2017 MForm 4 →	Nov 20, 11:29 am EST	TIFFANY & COTIF	Mark J ErcegPrincipal Financial Officer	8,751	—	—	17,502	—
Nov 17, 2017 MForm 4 →	Nov 20, 11:34 am EST	VIASAT INCVSAT	B Allen LayDirector	5,000	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 11:36 am EST	V F CORPVFC	Scott H BaxterVP & Group Pres.	89,822	—	—	39,694	—
Nov 17, 2017 AForm 4 →	Nov 20, 11:47 am EST	TRECORA RESOURCESTREC	Gary Kramer AdamsDirector	15,369	—	—	115,369	—
Nov 17, 2017 MForm 4 →	Nov 20, 11:47 am EST	CONTROL4 CORPCTRL	Eric AndersonSVP of Products	11,250	—	—	1,449	—
Nov 16, 2017 MForm 4 →	Nov 20, 12:03 pm EST	Metropolitan Bank Holding Corp.MCB	Nick RosenbergEVP and CTO	4,503	—	—	497	—
Nov 17, 2017 MForm 4 →	Nov 20, 12:32 pm EST	ALAMO GROUP INCALG	Jeffery Allen LeonardEVP Industrial Division	2,000	—	—	4,000	—
Nov 17, 2017 MForm 4 →	Nov 20, 12:48 pm EST	TE Connectivity Ltd.TEL	Joan WainwrightPres., Channel & Customer Exp.	63,562	—	—	24,975	—
Nov 2, 2016 MForm 4 →	Nov 20, 2017, 12:50 pm EST	MAGELLAN HEALTH INCMGLN	Jonathan N RubinChief Financial Officer	4,840	—	—	2,420	—	late
Nov 17, 2017 DForm 4 →	Nov 20, 12:56 pm EST	ONVIA INCONVI	Christian Kurt WoernerSVP of Product	50,000	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 20, 1:14 pm EST	ONVIA INCONVI	Alberto SuttonSVP of Marketing	50,000	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 20, 1:16 pm EST	ONVIA INCONVI	Cameron S WaySr. VP, CFO	81,000	—	—	0	—
Nov 17, 2017 AForm 4 →	Nov 20, 1:26 pm EST	RARE ELEMENT RESOURCES LTDREEMF	Gerald W GrandeyDirector	150,000	—	—	150,000	—
Nov 17, 2017 AForm 4 →	Nov 20, 1:28 pm EST	RARE ELEMENT RESOURCES LTDREEMF	Randall John ScottPresident and CEO, Director	250,000	—	—	250,000	—
Nov 17, 2017 AForm 4 →	Nov 20, 1:29 pm EST	RARE ELEMENT RESOURCES LTDREEMF	Paul John SchlauchDirector	100,000	—	—	100,000	—
Nov 17, 2017 CXForm 4 →	Nov 20, 1:35 pm EST	Inovalon Holdings, Inc.INOV	Shauna L VernalChief Legal Officer	9,927	—	—	0	—
Sep 30, 2017 AForm 4 →	Nov 20, 1:36 pm EST	PROCTER & GAMBLE CoPG	Ioannis SkoufalosGlobal Product Supply Officer	220	—	—	601	—	late
Nov 17, 2017 AForm 4 →	Nov 20, 1:38 pm EST	RARE ELEMENT RESOURCES LTDREEMF	Lowell A ShonkDirector	100,000	—	—	100,000	—
Nov 17, 2017 DForm 4 →	Nov 20, 1:42 pm EST	ONVIA INCONVI	Naveen RajkumarSr. VP, CIO	92,500	—	—	0	—
Nov 16, 2017 MForm 4 →	Nov 20, 1:45 pm EST	Marathon Petroleum CorpMPC	Raymond L BrooksSr. VP, Refining	13,000	—	—	0	—
Nov 20, 2017 MForm 4 →	Nov 20, 1:47 pm EST	NORWOOD FINANCIAL CORPNWFL	Andrew ForteDirector	825	—	—	4,050	—
Nov 16, 2017 AForm 4 →	Nov 20, 1:50 pm EST	RESMED INCRMD	John P WarehamDirector	15,115	—	—	15,115	—
Nov 16, 2017 AForm 4 →	Nov 20, 1:53 pm EST	RESMED INCRMD	Michael J. FarrellChief Executive Officer	102,781	—	—	102,781	—
Nov 16, 2017 AForm 4 →	Nov 20, 1:55 pm EST	RESMED INCRMD	Robert Andrew DouglasPresident and COO ResMed Inc.	68,017	—	—	68,017	—
Nov 16, 2017 AForm 4 →	Nov 20, 1:56 pm EST	RESMED INCRMD	David PendarvisChief Administrative Officer	25,695	—	—	25,695	—
Nov 15, 2017 AMForm 4 →	Nov 20, 2:01 pm EST	PROCTER & GAMBLE CoPG	Juan Fernando PosadaPresident - LA SMO	5,009	—	—	20,000	—	late
Nov 17, 2017 DForm 4 →	Nov 20, 2:03 pm EST	ONVIA INCONVI	Russell MannPresident and CEO, Director	225,000	—	—	0	—
Nov 18, 2017 MForm 4 →	Nov 20, 2:43 pm EST	Telenav, Inc.TNAV	Ken XieDirector	2,500	—	—	2,500	—
Nov 3, 2017 MForm 4 →	Nov 20, 2:53 pm EST	PERRIGO Co plcPRGO	Thomas FarringtonEVP and CIO	623	—	—	0	—	late
Nov 17, 2017 MForm 4 →	Nov 20, 2:56 pm EST	Integer Holdings CorpITGR	Pamela G BaileyDirector	13,996	—	—	0	—
Nov 17, 2017 DForm 4 →	Nov 20, 3:04 pm EST	ONVIA INCONVI	Jeffrey C BalloweDirector	54,171	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 3:05 pm EST	ROCKWELL COLLINS INCCOL	Robert A SturgellSr. VP, Washington Operations	1,734	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 3:08 pm EST	ROCKWELL COLLINS INCCOL	Bruce Michael KingSr. VP, Operations	3,290	—	—	0	—
Nov 17, 2017 MForm 4 →	Nov 20, 3:09 pm EST	ROCKWELL COLLINS INCCOL	David J NieuwsmaSR. VP, INFORMATION MGMT SVCS	1,967	—	—	0	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:13 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Leslie A BrunDirector	5,735	—	—	5,735	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:13 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Pamela L CarterDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Robert N DuelksDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Richard J HavilandDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Brett KellerDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Stuart R LevineDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Maura A. MarkusDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Thomas J PernaDirector	4,107	—	—	4,107	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:14 pm EST	BROADRIDGE FINANCIAL SOLUTIONS, INC.BR	Alan J WeberDirector	4,107	—	—	4,107	—
Nov 17, 2017 DForm 4 →	Nov 20, 3:47 pm EST	ONVIA INCONVI	James L BrillDirector	60,000	—	—	0	—
Nov 19, 2017 MForm 4 →	Nov 20, 3:48 pm EST	CIMPRESS N.V.CMPR	Katryn BlakeCEO, Vistaprint Business Unit	896	—	—	5,374	—
Nov 16, 2017 AForm 4 →	Nov 20, 3:54 pm EST	SIMULATIONS PLUS INCSLP	Walter S WoltoszCEO, Director, 10% Owner	12,000	—	—	104,000	—
Nov 17, 2017 MForm 4 →	Nov 20, 3:55 pm EST	CABOT MICROELECTRONICS CORPCCMP	David H LiPresident and CEO	10,425	—	—	43,275	—
Nov 20, 2017 MForm 4 →	Nov 20, 3:59 pm EST	CABOT MICROELECTRONICS CORPCCMP	Thomas S RomanCorporate Controller	2,350	—	—	2,350	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.