SEC Form 4 · accession 0001179110-17-014308
Clean Energy Fuels Corp. · CLNE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Boone Pickens
Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 17, 2017 · 4:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001368265
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 7.5% Convertible Promissory NoteF2,F3 | $15.80 | Nov 16, 2017 | S | 1 | D | — | — | Common Stock | 1,582,278 | 0 | D |
| 7.5% Convertible Promissory NoteF2,F4 | $15.80 | Nov 16, 2017 | S | 1 | D | — | — | Common Stock | 949,367 | 0 | D |
Explanation of responses
- F1On November 16, 2017, the Reporting Person sold to a third party certain 7.5% Convertible Promissory Notes of the Issuer (each, a "Note").
- F2The Note is convertible into the Issuer's common stock ("Common Stock") at the option of the holder.
- F3The entire principal balance of the Note is due and payable on July 10, 2019, and the Issuer is permitted to repay the Note in Common Stock or cash.
- F4The entire principal balance of the Note is due and payable on June 14, 2020, and the Issuer is permitted to repay the Note in Common Stock or cash.