SEC Form 4/A · accession 0001179110-17-014328
COHERENT INC · COHR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Paul F Sechrist
Officer — EVP Worldwide Sales & Services
Period of report
Nov 3, 2017
Accepted (ET)
Nov 17, 2017 · 4:58 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000021510
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | $0.00 | Nov 3, 2017 | M | 2,092 | D | Nov 3, 2017 | Nov 3, 2017 | Common Stock | 2,092 | 21,903 | D |
| Performance Restricted Stock UnitsF1,F2,F3 | $0.00 | Nov 3, 2017 | M | 3,138 | D | — | Nov 3, 2017 | Common Stock | 3,138 | 18,765 | D |
Explanation of responses
- F1Shares were incorrectly reported as acquisitions of RSUs instead of dispositions.
- F2Note corrected carry forward amount.
- F3This Performance Restricted Stock Unit award vested on the three year anniversary of the grant based on the relative performance of the underlying stock versus the Russell 2000 Index for the 90 trading days on and prior to November 3, 2017 versus the same 90 trading day period ending November 3, 2014. The number of shares in the table reflects the number of RSUs at target. The actual range of RSUs is 0-200% of the target number, depending upon what achievement, if any, results at the measurement date.