SEC Form 4 · accession 0001127602-17-032630
MARSH & MCLENNAN COMPANIES, INC. · MRSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elaine La Roche
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000062709
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stk. Units-Dir. Stk. PlanF1,F3 | — | Nov 15, 2017 | A | 99 | A | — | — | Common Stock | 99 | 5,243 | D |
| Restricted Stk. Units-Dir. Stk. PlanF1,F3 | — | Nov 15, 2017 | J | 23 | A | — | — | Common Stock | 23 | 5,266 | D |
Explanation of responses
- F1The security converts to Marsh & McLennan Companies common stock on a 1-for-1 basis.
- F2Acquired in connection with director fees pursuant to the Marsh & McLennan Companies Directors Stock Compensation Plan.
- F3Not Applicable.
- F4Acquired with dividend equivalents credited to the reporting person's account under the Marsh & McLennan Companies Directors Stock Compensation Plan.