SEC Form 4 · accession 0001140361-17-043238
Quad/Graphics, Inc. · QUAD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathryn Quadracci Flores
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001481792
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 15, 2017 | C | 22,913 | $0.00 | A | 28,736 | I | As trustee - HRQ 2014 Trust |
| Class A Common Stock | holding | — | — | — | 132,160 | D | ||
| Class A Common Stock | holding | — | — | — | 1,675 | I | By 401(a) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Nov 15, 2017 | C | 22,913 | D | — | — | Class A Common Stock | 22,913 | 14,915 | I |
| Class B Common StockF1 | — | holding | — | — | — | — | — | Class A Common Stock | 4,976 | 4,976 | D |
Explanation of responses
- F1Class B Common Stock is convertible into Class A Common Stock on a 1-for-1 basis at no cost and has no expiration date.