SEC Form 4 · accession 0000899243-17-026830

SendGrid, Inc. · SEND

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 17, 2017

Accepted (ET)

Nov 17, 2017 · 5:26 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001477425

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2,F3	Nov 17, 2017	C	871,080	—	A	1,050,413	I	See Footnotes
Common Stock^F1,F2,F3	Nov 17, 2017	C	1,414,398	—	A	2,464,811	I	See Footnotes

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Series C Preferred Stock^F2,F3,F1	—	Nov 17, 2017	C	871,080	D	—	—	Common Stock	871,080	0	I
Series D Preferred Stock^F2,F3,F1	—	Nov 17, 2017	C	1,414,398	D	—	—	Common Stock	1,414,398	0	I

F1The Series C Preferred Stock and Series D Preferred Stock converted into shares of the Issuer's Common Stock upon the closing of the Issuer's initial public offering on a one-for-one basis and had no expiration date.
F2Represents shares of Common Stock directly owned by Bain Capital Venture Fund 2014, L.P., BCIP Venture Associates and BCIP Venture Associates-B (collectively, the "Bain Capital Entities").
F3The governance, investment strategy and decision-making process with respect to the investments held by the Bain Capital Entities directed by the Executive Committee of Bain Capital Venture Investors LLC ("BCVI"). The Executive Committee of BCVI consists of Michael A. Krupka and Ajay Agarwal. As a result, BCVI and Messrs. Krupka and Agarwal may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Entities. Each of BCVI and Messrs. Krupka and Agarwal disclaim beneficial ownership of such securities except to the extent of its or his pecuniary interest therein.