SEC Form 4 · accession 0001515622-17-000084
METTLER TOLEDO INTERNATIONAL INC/ · MTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Oliver A Filliol
Officer — President and CEO · Director
Period of report
Nov 16, 2017
Accepted (ET)
Nov 20, 2017 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001037646
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per share | Nov 16, 2017 | M | 15,000 | $90.76 | A | 31,279 | D | |
| Common Stock, par value $0.01 per shareF1 | Nov 16, 2017 | S | 4,584 | $630.56 | D | 26,695 | D | |
| Common Stock, par value $0.01 per shareF2 | Nov 16, 2017 | S | 6,914 | $631.51 | D | 19,781 | D | |
| Common Stock, par value $0.01 per shareF3 | Nov 16, 2017 | S | 3,002 | $632.63 | D | 16,779 | D | |
| Common Stock, par value $0.01 per shareF4 | Nov 16, 2017 | S | 500 | $633.36 | D | 16,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F5 | $90.76 | Nov 16, 2017 | M | 15,000 | D | Oct 28, 2010 | Oct 28, 2019 | Common Stock, par value $0.01 per share | 15,000 | 68,100 | D |
Explanation of responses
- F1Represents the average sales price of multiple individual transactions at prices between $630.04 and $630.99. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F2Represents the average sales price of multiple individual transactions at prices between $631.00 and $631.98. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F3Represents the average sales price of multiple individual transactions at prices between $632.10 and $632.95. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F4Represents the average sales price of multiple individual transactions at prices between $633.16 and $633.60. Filer agrees to provide, upon request by the Commission staff, full information regarding the number of shares purchased or sold at each separate price.
- F5The options vested annually in five equal installments beginning on the first anniversary of the date of grant.