SEC Form 4 · accession 0001209191-17-061527
PLEXUS CORP · PLXS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralf R Boer
Director
Period of report
Nov 15, 2017
Accepted (ET)
Nov 17, 2017 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000785786
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par value | Nov 15, 2017 | M | 1,373 | $24.21 | A | 23,123 | D | |
| Common Stock, $.01 par value | Nov 15, 2017 | M | 227 | $29.71 | A | 23,350 | D | |
| Common Stock, $.01 par value | Nov 15, 2017 | S | 1,600 | $61.00 | D | 21,750 | D | |
| Common Stock, $.01 par value | Nov 16, 2017 | M | 2,273 | $29.71 | A | 24,023 | D | |
| Common Stock, $.01 par value | Nov 16, 2017 | M | 2,500 | $14.17 | A | 26,523 | D | |
| Common Stock, $.01 par valueF1 | Nov 16, 2017 | S | 4,773 | $61.2865 | D | 21,750 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options to BuyF2 | $24.21 | Nov 15, 2017 | M | 1,373 | D | — | Apr 28, 2018 | Common Stock | 1,373 | 0 | D |
| Options to BuyF2 | $29.71 | Nov 15, 2017 | M | 227 | D | — | Jul 29, 2018 | Common Stock | 227 | 2,273 | D |
| Options to BuyF2 | $29.71 | Nov 16, 2017 | M | 2,273 | D | — | Jul 29, 2018 | Common Stock | 2,273 | 0 | D |
| Options to BuyF2 | $14.17 | Nov 16, 2017 | M | 2,500 | D | — | Nov 19, 2018 | Common Stock | 2,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $61.20 to $61.57 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- F2Options granted under the Plexus Corp. 2016 Omnibus Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.