Company · CIK 0000070858 · SIC 6021 — National Commercial Banks · NYSE

BANK OF AMERICA CORP /DE/ · BAC

Insider activity reported against this company. All insider holders · Files at: NHS, PNI, PML, MUNEX, NMZ, BJDX, PMM, ADTX and 42 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $87.59B · 6sales $2.7M · 3net $87.59B

Open-market trades as an insider elsewherebuys $181.5M · 21sales $55.9M · 21net $125.6M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 15, 2026 DMForm 4 →	Sep 17, 4:15 pm EDT	Brian T MoynihanChair and CEO, Director	36,164	$59.52	$1,076,241	2,699,612	—
Aug 15, 2026 DMForm 4 →	Aug 18, 4:06 pm EDT	Brian T MoynihanChair and CEO, Director	36,166	$64.49	$1,166,173	2,699,612	—
Jul 15, 2026 DMForm 4 →	Jul 17, 4:11 pm EDT	Brian T MoynihanChair and CEO, Director	36,166	$61.59	$1,113,732	2,699,612	—
Jun 15, 2026 DMForm 4 →	Jun 17, 4:05 pm EDT	Brian T MoynihanChair and CEO, Director	36,166	$55.87	$1,010,297	2,699,612	—
Mar 10, 2026 JForm 4 →	Sep 4, 6:29 pm EDT	Johnbull OkparaChief Accounting Officer	50	$1,000.00	$50,000	0	—	late
Mar 1, 2019 FMForm 4 →	Mar 5, 4:15 pm EST	Andrea B SmithChief Administrative Officer	194,809	$29.31	$1,766,953	357,061	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:14 pm EST	Thong M NguyenVice Chairman	207,101	$29.31	$2,127,232	240,372	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:12 pm EST	Thomas K. MontagChief Operating Officer	528,976	$29.31	$5,385,331	2,124,020	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:11 pm EST	Sheri B. BronsteinChief Human Resources Officer	86,213	$29.31	$852,042	86,344	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:09 pm EST	Geoffrey S GreenerChief Risk Officer	302,142	$29.31	$2,993,782	750,675	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:08 pm EST	Paul M DonofrioChief Financial Officer	352,042	$29.31	$3,584,027	614,633	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:05 pm EST	Catherine P BessantChief Ops & Tech Officer	195,150	$29.31	$1,776,948	240,907	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:03 pm EST	Dean C AthanasiaPres, Ret & Pref & Sm Bus Bnkg	194,593	$29.31	$1,760,622	262,062	—	plan?
Mar 1, 2019 FMForm 4 →	Mar 5, 4:02 pm EST	Brian T MoynihanChairman and CEO, Director	836,885	$29.31	$7,664,213	1,551,698	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:29 pm EST	Andrea B SmithChief Administrative Officer	138,307	$29.11	$1,247,305	282,822	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:27 pm EST	Andrew M. SiegPres, Merill Lynch Wlth Mgmt	174,776	$29.11	$1,672,486	190,454	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:26 pm EST	Thong M NguyenVice Chairman	151,048	$29.11	$1,402,898	178,425	—	plan?
Feb 15, 2019 DFMForm 4 →	Feb 20, 4:24 pm EST	Brian T MoynihanChairman and CEO, Director	289,922	$29.11	$2,821,225	1,237,789	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:22 pm EST	Thomas K. MontagChief Operating Officer	368,980	$29.11	$3,730,854	1,962,518	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:20 pm EST	David G LeitchGlobal General Counsel	56,360	$29.11	$510,560	33,038	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:19 pm EST	Kathleen A. KnoxPresident, U.S. Trust	72,544	$29.11	$664,407	83,744	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:17 pm EST	Geoffrey S GreenerChief Risk Officer	213,914	$29.11	$2,098,045	652,817	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:15 pm EST	Paul M DonofrioChief Financial Officer	239,929	$29.11	$2,425,998	507,151	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:14 pm EST	Sheri B. BronsteinChief Human Resources Officer	65,754	$29.11	$638,499	58,271	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:12 pm EST	Rudolf A. BlessChief Accounting Officer	168,132	$29.11	$1,516,573	140,677	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:11 pm EST	Catherine P BessantChief Ops & Tech Officer	137,569	$29.11	$1,244,569	167,009	—	plan?
Feb 15, 2019 FMForm 4 →	Feb 20, 4:09 pm EST	Dean C AthanasiaPres, Ret & Pref & Sm Bus Bnkg	148,792	$29.11	$1,337,226	187,607	—	plan?
Jan 15, 2019 DMForm 4 →	Jan 17, 4:02 pm EST	Brian T MoynihanChairman and CEO, Director	34,544	$26.55	$458,572	1,141,699	—	plan?
Dec 15, 2018 DMForm 4 →	Dec 18, 4:02 pm EST	Brian T MoynihanChairman and CEO, Director	34,544	$24.48	$422,819	1,141,699	—	plan?
Dec 10, 2018 GForm 5 →	Feb 8, 2019, 6:07 pm EST	Catherine P BessantChief Ops & Tech Officer	12,290	—	—	471,390	—	plan?
Nov 15, 2018 DGMForm 4 →	Nov 19, 4:10 pm EST	Brian T MoynihanChairman and CEO, Director	35,182	$27.90	$481,889	0	—	plan?
Oct 17, 2018 GForm 5 →	Feb 8, 2019, 6:08 pm EST	Paul M DonofrioChief Financial Officer	20,000	—	—	433,900	—	plan?
Oct 15, 2018 DMForm 4 →	Oct 17, 4:03 pm EDT	Brian T MoynihanChairman and CEO, Director	34,544	$27.92	$482,234	1,141,699	—	plan?
Sep 15, 2018 DMForm 4 →	Sep 18, 4:08 pm EDT	Brian T MoynihanChairman and CEO, Director	34,544	$30.37	$524,551	1,141,699	—	plan?
Aug 15, 2018 DMForm 4 →	Aug 17, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	34,544	$30.36	$524,378	1,141,699	—	plan?
Aug 9, 2018 SForm 4 →	Aug 10, 4:08 pm EDT	Catherine P BessantChief Ops & Tech Officer	15,820	$31.61	$500,070	483,680	−3.17%	plan?
Jul 17, 2018 GForm 5 →	Feb 8, 2019, 6:05 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	80,946	—	—	724,620	—	plan?
Jul 15, 2018 DMForm 4 →	Jul 17, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	34,544	$28.55	$493,116	1,141,699	—	plan?
Jun 6, 2018 DGMForm 4 →	Jun 19, 4:12 pm EDT	Brian T MoynihanChairman and CEO, Director	64,544	$29.28	$505,724	1,141,699	—	plan? late
May 24, 2018 FGMForm 4 →	Aug 7, 4:07 pm EDT	Thomas K. MontagChief Operating Officer	4,862,142	$31.11	$130,013,264	812,061	—	plan? late
May 15, 2018 DMForm 4 →	May 17, 4:07 pm EDT	Brian T MoynihanChairman and CEO, Director	34,544	$31.22	$539,232	1,171,699	—	plan?
Apr 25, 2018 AForm 4 →	Apr 27, 4:36 pm EDT	Maria T ZuberDirector	8,294	—	—	10,811	—	plan?
Apr 25, 2018 AFForm 4 →	Apr 27, 4:33 pm EDT	Thomas D WoodsDirector	12,110	$30.14	$115,014	66,541	—	plan?
Apr 25, 2018 AForm 4 →	Apr 27, 4:15 pm EDT	Arnold W DonaldDirector	8,294	—	—	68,910	—	plan?
Apr 25, 2018 AFForm 4 →	Apr 27, 4:13 pm EDT	Pierre J.P. de WeckDirector	9,550	$30.14	$37,856	53,181	—	plan?
Apr 25, 2018 AForm 4 →	Apr 27, 4:09 pm EDT	Jack O Bovender Jr.Director	11,612	—	—	111,757	—	plan?
Apr 25, 2018 AForm 4 →	Apr 27, 4:04 pm EDT	Sharon L. AllenDirector	8,294	—	—	80,133	—	plan?
Apr 15, 2018 DMForm 4 →	Apr 17, 4:04 pm EDT	Brian T MoynihanChairman and CEO, Director	34,544	$29.80	$514,706	1,171,699	—	plan?
Mar 15, 2018 DMForm 4 →	Mar 19, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	34,542	$32.10	$554,399	1,171,699	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:31 pm EST	Catherine P BessantChief Ops & Tech Officer	185,186	$31.48	$2,914,828	499,500	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:28 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	116,668	$31.48	$1,836,354	123,763	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:25 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	116,668	$31.48	$1,836,354	130,689	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:23 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	264,816	$31.48	$4,168,204	805,566	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:20 pm EST	Geoffrey S GreenerChief Risk Officer	264,816	$31.48	$4,168,204	583,049	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:17 pm EST	Thomas K. MontagChief Operating Officer	481,482	$31.48	$7,578,527	1,672,125	—	plan?
Mar 1, 2018 DMForm 4 →	Mar 5, 4:14 pm EST	Brian T MoynihanChairman and CEO, Director	709,878	$31.48	$11,173,480	1,171,699	—	plan?
Feb 22, 2018 DGMForm 4 →	Mar 5, 4:36 pm EST	Andrea B SmithChief Administrative Officer	243,982	$31.48	$2,856,527	230,211	—	plan? late
Feb 16, 2018 AGForm 4 →	Apr 27, 4:07 pm EDT	Susan S. BiesDirector	16,184	—	—	160,831	—	plan? late
Feb 15, 2018 FMForm 4 →	Feb 20, 4:43 pm EST	Rudolf A. BlessChief Accounting Officer	125,338	$32.21	$1,251,938	76,741	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:41 pm EST	Andrea B SmithChief Administrative Officer	105,762	$32.21	$1,056,424	392,711	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:38 pm EST	Catherine P BessantChief Ops & Tech Officer	105,059	$32.21	$1,054,523	114,948	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:34 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	110,460	$32.21	$1,124,741	123,763	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:32 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	109,241	$32.21	$1,085,477	130,689	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:29 pm EST	David G LeitchGlobal General Counsel	31,180	$32.21	$312,824	11,756	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:27 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	162,396	$32.21	$1,719,499	805,566	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:24 pm EST	Geoffrey S GreenerChief Risk Officer	161,298	$32.21	$1,713,475	583,049	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:21 pm EST	Thomas K. MontagChief Operating Officer	281,587	$32.21	$3,150,396	1,672,125	—	plan?
Feb 15, 2018 FMForm 4 →	Feb 20, 4:18 pm EST	Paul M DonofrioChief Financial Officer	185,766	$32.21	$2,078,350	453,900	—	plan?
Feb 15, 2018 DFMForm 4 →	Feb 20, 4:11 pm EST	Brian T MoynihanChairman and CEO, Director	228,550	$32.21	$2,545,105	1,171,699	—	plan?
Feb 13, 2018 DMForm 4 →	Feb 15, 4:38 pm EST	Rudolf A. BlessChief Accounting Officer	86,420	$31.18	$1,347,288	29,139	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:36 pm EST	Andrea B SmithChief Administrative Officer	43,843	$31.18	$423,923	352,545	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:34 pm EST	Catherine P BessantChief Ops & Tech Officer	44,842	$31.18	$435,803	75,367	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:32 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	28,490	$31.18	$282,023	83,141	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:29 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	28,146	$31.18	$271,297	88,848	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:27 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	65,750	$31.18	$673,925	749,938	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:25 pm EST	Geoffrey S GreenerChief Risk Officer	65,851	$31.18	$677,074	528,145	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:22 pm EST	Thomas K. MontagChief Operating Officer	122,955	$31.18	$1,331,635	1,586,154	—	plan?
Feb 13, 2018 DMForm 4 →	Feb 15, 4:17 pm EST	Paul M DonofrioChief Financial Officer	239,198	$31.18	$3,729,097	397,184	—	plan?
Feb 13, 2018 FMForm 4 →	Feb 15, 4:14 pm EST	Brian T MoynihanChairman and CEO, Director	66,976	$31.18	$612,687	1,101,181	—	plan?
Jan 15, 2018 DMForm 4 →	Jan 17, 4:06 pm EST	Brian T MoynihanChairman and CEO, Director	39,716	$31.19	$619,371	1,073,505	—	plan?
Dec 15, 2017 DGMForm 4 →	Dec 19, 4:23 pm EST	Brian T MoynihanChairman and CEO, Director	59,716	$29.04	$576,676	1,073,505	—	plan?
Dec 14, 2017 AForm 4 →	Dec 15, 4:34 pm EST	Maria T ZuberDirector	2,517	—	—	2,517	—	plan?
Nov 15, 2017 DMForm 4 →	Nov 17, 4:07 pm EST	Brian T MoynihanChairman and CEO, Director	39,718	$26.79	$532,023	1,093,505	—	plan?
Oct 15, 2017 DMForm 4 →	Oct 17, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	39,716	$25.83	$512,932	1,093,505	—	plan?
Sep 15, 2017 DMForm 4 →	Sep 19, 4:08 pm EDT	Brian T MoynihanChairman and CEO, Director	39,716	$24.38	$484,138	1,093,505	—	plan?
Aug 15, 2017 DMForm 4 →	Aug 17, 4:14 pm EDT	Brian T MoynihanChairman and CEO, Director	39,718	$24.47	$485,950	1,093,505	—	plan?
Aug 10, 2017 SForm 4 →	Aug 11, 4:06 pm EDT	Frank P BrambleDirector	86,763	$24.16	$2,096,107	49,917	−63.5%	plan?
Jul 15, 2017 DMForm 4 →	Jul 18, 4:07 pm EDT	Brian T MoynihanChairman and CEO, Director	39,716	$24.21	$480,762	1,093,505	—	plan?
Jun 15, 2017 DMForm 4 →	Jun 19, 4:13 pm EDT	Brian T MoynihanChairman and CEO, Director	39,716	$23.54	$467,457	1,093,505	—	plan?
May 15, 2017 DMForm 4 →	May 17, 4:06 pm EDT	Brian T MoynihanChairman and CEO, Director	39,718	$24.06	$477,808	1,093,505	—	plan?
Apr 27, 2017 PForm 4 →	Apr 28, 4:39 pm EDT	Thomas D WoodsDirector	25,000	$23.81	$595,250	62,063	+67.5%	plan?
Apr 26, 2017 AFForm 4 →	Apr 28, 4:39 pm EDT	Thomas D WoodsDirector	12,138	$23.89	$89,994	37,063	—	plan?
Apr 26, 2017 AForm 4 →	Apr 28, 4:23 pm EDT	Arnold W DonaldDirector	8,371	—	—	60,616	—	plan?
Apr 26, 2017 AFForm 4 →	Apr 28, 4:21 pm EDT	Pierre J.P. de WeckDirector	10,369	$23.89	$47,732	46,143	—	plan?
Apr 26, 2017 AForm 4 →	Apr 28, 4:15 pm EDT	Jack O Bovender Jr.Director	12,557	—	—	100,145	—	plan?
Apr 26, 2017 AForm 4 →	Apr 28, 4:13 pm EDT	Susan S. BiesDirector	8,371	—	—	160,427	—	plan?
Apr 26, 2017 AForm 4 →	Apr 28, 4:11 pm EDT	Sharon L. AllenDirector	8,371	—	—	71,839	—	plan?
Apr 15, 2017 DMForm 4 →	Apr 18, 4:11 pm EDT	Brian T MoynihanChairman and CEO, Director	39,716	$22.34	$443,628	1,093,505	—	plan?
Mar 8, 2017 GForm 5 →	Jan 29, 2018, 4:05 pm EST	Catherine P BessantChief Ops & Tech Officer	14,000	—	—	499,500	—	plan?
Mar 2, 2017 GForm 5 →	Jan 29, 2018, 4:09 pm EST	Andrea B SmithChief Administrative Officer	8,077	—	—	335,894	—	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake
Sep 15, 2026 MForm 4 →	Sep 17, 4:15 pm EDT	Brian T MoynihanChair and CEO, Director	18,082	—	—	90,415	—
Aug 15, 2026 MForm 4 →	Aug 18, 4:06 pm EDT	Brian T MoynihanChair and CEO, Director	18,083	—	—	108,497	—
Jul 15, 2026 MForm 4 →	Jul 17, 4:11 pm EDT	Brian T MoynihanChair and CEO, Director	18,083	—	—	126,580	—
Jun 15, 2026 MForm 4 →	Jun 17, 4:05 pm EDT	Brian T MoynihanChair and CEO, Director	18,083	—	—	144,663	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:15 pm EST	Andrea B SmithChief Administrative Officer	156,047	—	—	21,523	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:14 pm EST	Thong M NguyenVice Chairman	156,047	—	—	21,523	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:12 pm EST	Thomas K. MontagChief Operating Officer	400,477	—	—	55,238	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:11 pm EST	Sheri B. BronsteinChief Human Resources Officer	66,285	—	—	9,142	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:09 pm EST	Geoffrey S GreenerChief Risk Officer	232,000	—	—	32,000	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:08 pm EST	Paul M DonofrioChief Financial Officer	266,523	—	—	36,761	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:05 pm EST	Catherine P BessantChief Ops & Tech Officer	156,047	—	—	21,523	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:03 pm EST	Dean C AthanasiaPres, Ret & Pref & Sm Bus Bnkg	156,047	—	—	21,523	—
Mar 1, 2019 AMForm 4 →	Mar 5, 4:02 pm EST	Brian T MoynihanChairman and CEO, Director	667,460	—	—	92,063	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:29 pm EST	Andrea B SmithChief Administrative Officer	95,459	—	—	44,988	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:27 pm EST	Andrew M. SiegPres, Merill Lynch Wlth Mgmt	117,322	—	—	59,126	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:26 pm EST	Thong M NguyenVice Chairman	102,855	—	—	54,628	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:24 pm EST	Brian T MoynihanChairman and CEO, Director	193,006	—	—	0	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:22 pm EST	Thomas K. MontagChief Operating Officer	240,816	—	—	114,075	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:20 pm EST	David G LeitchGlobal General Counsel	38,821	—	—	34,705	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:19 pm EST	Kathleen A. KnoxPresident, U.S. Trust	49,720	—	—	31,599	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:17 pm EST	Geoffrey S GreenerChief Risk Officer	141,841	—	—	67,482	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:15 pm EST	Paul M DonofrioChief Financial Officer	156,590	—	—	70,695	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:14 pm EST	Sheri B. BronsteinChief Human Resources Officer	43,820	—	—	22,494	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:12 pm EST	Rudolf A. BlessChief Accounting Officer	116,034	—	—	59,126	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:11 pm EST	Catherine P BessantChief Ops & Tech Officer	94,815	—	—	44,988	—
Feb 15, 2019 MForm 4 →	Feb 20, 4:09 pm EST	Dean C AthanasiaPres, Ret & Pref & Sm Bus Bnkg	102,855	—	—	54,628	—
Feb 15, 2019 AForm 4 →	Feb 15, 7:05 pm EST	Andrea B SmithChief Administrative Officer	171,908	—	—	85,954	—
Feb 15, 2019 AForm 4 →	Feb 15, 7:03 pm EST	Andrew M. SiegPres, Merill Lynch Wlth Mgmt	111,112	—	—	111,112	—
Feb 15, 2019 AForm 4 →	Feb 15, 7:02 pm EST	Thong M NguyenVice Chairman	230,608	—	—	115,304	—
Feb 15, 2019 AForm 4 →	Feb 15, 7:00 pm EST	Brian T MoynihanChairman and CEO, Director	873,517	—	—	174,704	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:59 pm EST	Thomas K. MontagChief Operating Officer	403,564	—	—	201,782	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:58 pm EST	David G LeitchGlobal General Counsel	125,788	—	—	62,894	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:56 pm EST	Kathleen A. KnoxPresident, U.S. Trust	69,183	—	—	69,183	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:55 pm EST	Geoffrey S GreenerChief Risk Officer	251,574	—	—	125,787	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:54 pm EST	Paul M DonofrioChief Financial Officer	251,574	—	—	125,787	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:53 pm EST	Sheri B. BronsteinChief Human Resources Officer	89,100	—	—	44,550	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:51 pm EST	Rudolf A. BlessChief Accounting Officer	102,726	—	—	102,726	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:50 pm EST	Catherine P BessantChief Ops & Tech Officer	167,716	—	—	83,858	—
Feb 15, 2019 AForm 4 →	Feb 15, 6:49 pm EST	Dean C AthanasiaPres, Ret & Pref & Sm Bus Bnkg	230,608	—	—	115,304	—
Jan 15, 2019 MForm 4 →	Jan 17, 4:02 pm EST	Brian T MoynihanChairman and CEO, Director	17,272	—	—	17,272	—
Dec 15, 2018 MForm 4 →	Dec 18, 4:02 pm EST	Brian T MoynihanChairman and CEO, Director	17,272	—	—	34,544	—
Nov 15, 2018 MForm 4 →	Nov 19, 4:10 pm EST	Brian T MoynihanChairman and CEO, Director	17,272	—	—	51,816	—
Oct 24, 2018 AForm 4 →	Oct 26, 4:29 pm EDT	Clayton Stuart RoseDirector	4,759	—	—	4,759	—
Oct 15, 2018 MForm 4 →	Oct 17, 4:03 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	69,088	—
Sep 15, 2018 MForm 4 →	Sep 18, 4:08 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	86,360	—
Aug 15, 2018 MForm 4 →	Aug 17, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	103,632	—
Aug 3, 2018 MForm 4 →	Aug 7, 4:07 pm EDT	Thomas K. MontagChief Operating Officer	2,102,216	—	—	0	—
Jul 15, 2018 MForm 4 →	Jul 17, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	120,904	—
Jun 15, 2018 MForm 4 →	Jun 19, 4:12 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	138,176	—
May 15, 2018 MForm 4 →	May 17, 4:07 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	155,448	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:35 pm EDT	R David YostDirector	11,612	—	—	100,215	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:31 pm EDT	Michael D WhiteDirector	8,295	—	—	29,113	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:23 pm EDT	Lionel L Nowell IIIDirector	11,612	—	—	88,016	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:21 pm EDT	Thomas J MayDirector	12,608	—	—	250,468	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:19 pm EDT	Monica C LozanoDirector	8,295	—	—	146,333	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:17 pm EDT	Linda P HudsonDirector	8,295	—	—	54,367	—
Apr 25, 2018 AForm 4 →	Apr 27, 4:12 pm EDT	Frank P BrambleDirector	8,295	—	—	145,744	—
Apr 15, 2018 MForm 4 →	Apr 17, 4:04 pm EDT	Brian T MoynihanChairman and CEO, Director	17,272	—	—	172,720	—
Mar 15, 2018 MForm 4 →	Mar 19, 4:05 pm EDT	Brian T MoynihanChairman and CEO, Director	17,271	—	—	189,992	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:36 pm EST	Andrea B SmithChief Administrative Officer	92,555	—	—	1,814	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:31 pm EST	Catherine P BessantChief Ops & Tech Officer	94,444	—	—	1,851	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:28 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	59,500	—	—	1,166	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:25 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	59,500	—	—	1,166	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:23 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	135,056	—	—	2,648	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:20 pm EST	Geoffrey S GreenerChief Risk Officer	135,056	—	—	2,648	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:17 pm EST	Thomas K. MontagChief Operating Officer	245,555	—	—	4,814	—
Mar 1, 2018 AMForm 4 →	Mar 5, 4:14 pm EST	Brian T MoynihanChairman and CEO, Director	362,037	—	—	7,098	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:43 pm EST	Rudolf A. BlessChief Accounting Officer	86,470	—	—	61,830	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:41 pm EST	Andrea B SmithChief Administrative Officer	72,964	—	—	56,248	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:38 pm EST	Catherine P BessantChief Ops & Tech Officer	72,320	—	—	54,960	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:34 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	75,541	—	—	61,400	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:32 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	75,541	—	—	61,400	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:29 pm EST	David G LeitchGlobal General Counsel	21,468	—	—	42,938	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:27 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	109,012	—	—	80,722	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:24 pm EST	Geoffrey S GreenerChief Risk Officer	108,101	—	—	82,869	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:21 pm EST	Thomas K. MontagChief Operating Officer	183,779	—	—	137,399	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:18 pm EST	Paul M DonofrioChief Financial Officer	121,241	—	—	89,310	—
Feb 15, 2018 MForm 4 →	Feb 20, 4:11 pm EST	Brian T MoynihanChairman and CEO, Director	149,534	—	—	105,912	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:42 pm EST	Rudolf A. BlessChief Accounting Officer	88,689	—	—	88,689	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:41 pm EST	Andrea B SmithChief Administrative Officer	134,962	—	—	67,481	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:38 pm EST	Catherine P BessantChief Ops & Tech Officer	134,962	—	—	67,481	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:36 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	163,882	—	—	81,941	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:34 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	163,882	—	—	81,941	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:31 pm EST	David G LeitchGlobal General Counsel	104,114	—	—	52,057	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:29 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	197,624	—	—	98,812	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:27 pm EST	Geoffrey S GreenerChief Risk Officer	202,444	—	—	101,222	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:25 pm EST	Thomas K. MontagChief Operating Officer	342,224	—	—	171,112	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:21 pm EST	Paul M DonofrioChief Financial Officer	212,084	—	—	106,042	—
Feb 15, 2018 AForm 4 →	Feb 16, 4:17 pm EST	Brian T MoynihanChairman and CEO, Director	690,876	—	—	138,175	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:38 pm EST	Rudolf A. BlessChief Accounting Officer	43,210	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:36 pm EST	Andrea B SmithChief Administrative Officer	30,247	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:34 pm EST	Catherine P BessantChief Ops & Tech Officer	30,865	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:32 pm EST	Thong M NguyenPres, Ret. Bnkg & Co-Hd CB	19,445	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:29 pm EST	Dean C AthanasiaPres Prf & Sm Bs Bk & Co-Hd CB	19,445	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:27 pm EST	Terrence P LaughlinVice Chairman & Head of GWIM	44,136	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:25 pm EST	Geoffrey S GreenerChief Risk Officer	44,136	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:22 pm EST	Thomas K. MontagChief Operating Officer	80,247	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:17 pm EST	Paul M DonofrioChief Financial Officer	119,599	—	—	0	—
Feb 13, 2018 MForm 4 →	Feb 15, 4:14 pm EST	Brian T MoynihanChairman and CEO, Director	47,326	—	—	0	—
Jan 15, 2018 MForm 4 →	Jan 17, 4:06 pm EST	Brian T MoynihanChairman and CEO, Director	19,858	—	—	19,859	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Aug 28, 2026 JForm 4 →	Sep 1, 12:40 pm EDT	Neuberger High Yield Strategies Fund Inc.NHS	100	—	—	500	—
Aug 24, 2026 JForm 4 →	Aug 26, 5:25 pm EDT	PIMCO MUNICIPAL INCOME FUND IIPML	1,250	—	—	3,860	—
Aug 24, 2026 JForm 4 →	Aug 26, 5:18 pm EDT	PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI	150	—	—	760	—
Aug 18, 2026 SForm 4 →	Aug 20, 1:01 pm EDT	PIMCO MUNICIPAL INCOME FUND IIPML	100	$7.36	$736	0	−100%
Aug 18, 2026 PForm 4 →	Aug 20, 1:01 pm EDT	PIMCO MUNICIPAL INCOME FUND IIPML	100	$7.45	$745	100	—
Aug 10, 2026 SForm 4 →	Aug 12, 1:36 pm EDT	BlackRock Municipal Credit Alpha Portfolio, Inc.MUNEX	12,740	$12.32	$156,957	0	−100%
Aug 10, 2026 PForm 4 →	Aug 12, 1:36 pm EDT	BlackRock Municipal Credit Alpha Portfolio, Inc.MUNEX	12,740	$12.29	$156,575	12,740	—
Aug 4, 2026 SForm 4 →	Aug 6, 1:39 pm EDT	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	3	$10.27	$31	0	−100%
Aug 4, 2026 PForm 4 →	Aug 6, 1:39 pm EDT	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	3	$10.18	$31	3	—
Aug 3, 2026 PForm 4 →	Aug 4, 2:48 pm EDT	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	36	$10.21	$368	36	—
Jul 31, 2026 SForm 4 →	Aug 4, 2:48 pm EDT	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	36	$10.27	$370	0	−100%
Jul 24, 2026 SForm 4 →	Jul 28, 1:40 pm EDT	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	9	$10.18	$92	0	−100%
Jul 24, 2026 PForm 4 →	Jul 28, 1:40 pm EDT	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	9	$10.24	$92	9	—
Jul 17, 2026 PForm 4 →	Jul 20, 5:03 pm EDT	PUTNAM MANAGED MUNICIPAL INCOME TRUSTPMM	437	$6.54	$2,858	437	—
Jul 16, 2026 SForm 4 →	Jul 20, 5:03 pm EDT	PUTNAM MANAGED MUNICIPAL INCOME TRUSTPMM	437	$6.54	$2,856	0	−100%
Jun 11, 2026 SForm 4 →	Jun 15, 8:07 pm EDT	Aditxt, Inc.ADTX	15	$0.01	$0	49	−23.4%
Jun 11, 2026 PForm 4 →	Jun 15, 8:07 pm EDT	Aditxt, Inc.ADTX	7	$0.0129	$0	64	+12.3%
Dec 19, 2018 JForm 4 →	Dec 21, 12:47 pm EST	ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB	5,301	—	—	9,175	—	plan?
Dec 13, 2018 JForm 4 →	Dec 17, 10:52 am EST	Nuveen Minnesota Quality Municipal Income FundNMS	1,056	—	—	528	—	plan?
Dec 13, 2018 JForm 4 →	Dec 17, 10:31 am EST	NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUNDNNC	2,870	—	—	1,435	—	plan?
Dec 13, 2018 JForm 4 →	Dec 17, 9:33 am EST	NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUNDNMY	3,640	—	—	1,820	—	plan?
Dec 13, 2018 JForm 4 →	Dec 17, 9:12 am EST	NUVEEN NEW YORK QUALITY MUNICIPAL INCOME FUNDNAN	2,940	—	—	1,470	—	plan?
Dec 13, 2018 JForm 4 →	Dec 17, 9:02 am EST	Nuveen Quality Municipal Income FundNAD	10,910	—	—	5,455	—	plan?
Dec 4, 2018 JForm 4 →	Dec 6, 9:32 am EST	NUVEEN MARYLAND QUALITY MUNICIPAL INCOME FUNDNMY	150	—	—	1,820	—	plan?
Nov 29, 2018 JForm 4 →	Dec 3, 6:04 pm EST	Nuveen Quality Municipal Income FundNAD	612	—	—	5,455	—	plan?
Nov 29, 2018 JForm 4 →	Dec 3, 6:00 pm EST	Nuveen Minnesota Quality Municipal Income FundNMS	378	—	—	528	—	plan?
Nov 29, 2018 JForm 4 →	Dec 3, 5:58 pm EST	NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC.NBW	490	—	—	590	—	plan?
Nov 29, 2018 JForm 4 →	Dec 3, 5:55 pm EST	NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC.NBO	684	—	—	483	—	plan?
Nov 29, 2018 JForm 4 →	Dec 3, 5:53 pm EST	NEUBERGER BERMAN MUNICIPAL FUND INC.NBH	1,836	—	—	1,794	—	plan?
Nov 15, 2018 DForm 4 →	Nov 19, 4:50 pm EST	GABELLI DIVIDEND & INCOME TRUSTGDV	127	—	—	6,283	—	plan?
Oct 23, 2018 JForm 4 →	Oct 25, 11:42 am EDT	NUVEEN NORTH CAROLINA QUALITY MUNICIPAL INCOME FUNDNNC	105	—	—	1,435	—	plan?
Jun 6, 2018 SForm 4 →	Jun 7, 4:44 pm EDT	GABELLI MULTIMEDIA TRUST INC.GGT	598	$23.71	$14,179	0	−100%	plan?
May 21, 2018 SForm 4 →	May 23, 4:24 pm EDT	GABELLI MULTIMEDIA TRUST INC.GGT	402	$23.59	$9,483	598	−40.2%	plan?
Apr 24, 2018 SForm 4 →	Apr 26, 5:03 pm EDT	GABELLI UTILITY TRUSTGUT	4	$0.0359	$0	0	−100%	plan?
Apr 24, 2018 PForm 4 →	Apr 26, 5:03 pm EDT	GABELLI UTILITY TRUSTGUT	4	$0.0358	$0	4	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:22 pm EDT	EATON VANCE PENNSYLVANIA MUNICIPAL BOND FUNDEIP	45	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:21 pm EDT	EATON VANCE NEW YORK MUNICIPAL BOND FUND IINYH	52	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:20 pm EDT	EATON VANCE NEW JERSEY MUNICIPAL BOND FUNDEMJ	83	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:18 pm EDT	EATON VANCE MICHIGAN MUNICIPAL BOND FUNDMIW	99	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:17 pm EDT	EATON VANCE OHIO MUNICIPAL BOND FUNDEIO	72	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:16 pm EDT	EATON VANCE MASSACHUSETTS MUNICIPAL BOND FUNDMAB	24	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:14 pm EDT	EATON VANCE CALIFORNIA MUNICIPAL BOND FUND IIEIA	15	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:13 pm EDT	EATON VANCE MUNICIPAL BOND FUND IIEIV	154	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:12 pm EDT	EATON VANCE NEW YORK MUNICIPAL INCOME TRUSTEVY	160	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:11 pm EDT	EATON VANCE NEW JERSEY MUNICIPAL INCOME TRUSTEVJ	172	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:09 pm EDT	EATON VANCE MUNICIPAL INCOME TRUSTEVN	397	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:08 pm EDT	EATON VANCE PENNSYLVANIA MUNICIPAL INCOME TRUSTEVP	159	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:07 pm EDT	EATON VANCE OHIO MUNICIPAL INCOME TRUSTEVO	134	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:05 pm EDT	EATON VANCE CALIFORNIA MUNICIPAL INCOME TRUSTCEV	98	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:04 pm EDT	EATON VANCE MASSACHUSETTS MUNICIPAL INCOME TRUSTMMV	119	—	—	0	—	plan?
Mar 26, 2018 JForm 4 →	Mar 28, 5:03 pm EDT	EATON VANCE MICHIGAN MUNICIPAL INCOME TRUSTEMI	25	—	—	0	—	plan?
Mar 13, 2018 JForm 4 →	Mar 15, 4:11 pm EDT	Nuveen Municipal 2021 Target Term FundNHA	283	—	—	0	—	plan?
Feb 26, 2018 JForm 4 →	Feb 27, 12:35 pm EST	NUVEEN MUNICIPAL HIGH INCOME OPPORTUNITY FUNDNMZ	1,740	—	—	870	—	plan?
Feb 26, 2018 JForm 4 →	Feb 27, 12:34 pm EST	Nuveen Intermediate Duration Quality Municipal Term FundNIQ	1,100	—	—	550	—	plan?
Feb 26, 2018 JForm 4 →	Feb 27, 12:34 pm EST	Nuveen Intermediate Duration Municipal Term FundNID	3,500	—	—	1,750	—	plan?
Feb 20, 2018 JForm 4 →	Feb 22, 12:02 pm EST	PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUSTMAV	629	—	—	0	—	plan?
Dec 4, 2017 JForm 4 →	Dec 6, 10:58 am EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	7	—	—	0	—	plan?
Nov 28, 2017 JForm 4 →	Nov 30, 5:18 pm EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	21	—	—	7	—	plan?
Nov 17, 2017 JForm 4 →	Nov 21, 5:44 pm EST	FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUNDFPT	545	—	—	0	—	plan?
Nov 17, 2017 JForm 4 →	Nov 21, 5:43 pm EST	FEDERATED PREMIER MUNICIPAL INCOME FUNDFMN	545	—	—	1,163	—	plan?
Oct 16, 2017 JForm 4 →	Oct 18, 9:55 am EDT	NUVEEN MISSOURI QUALITY MUNICIPAL INCOME FUNDNOM	360	—	—	180	—	plan?
Aug 21, 2017 JForm 4 →	Aug 22, 2:41 pm EDT	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	23	—	—	28	—	plan?
Aug 17, 2017 JForm 4 →	Aug 21, 12:33 pm EDT	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	7	—	—	51	—	plan?
Jun 6, 2017 JForm 4 →	Jun 8, 5:14 pm EDT	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	13	—	—	58	—	plan?
Jun 5, 2017 JForm 4 →	Jun 6, 5:54 pm EDT	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	6	—	—	71	—	plan?
Mar 22, 2017 SForm 4 →	Mar 22, 4:23 pm EDT	FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUNDFPT	52	$12.89	$670	0	−100%	plan?
Mar 20, 2017 PForm 4 →	Mar 22, 4:23 pm EDT	FEDERATED PREMIER INTERMEDIATE MUNICIPAL INCOME FUNDFPT	52	$12.94	$673	52	—	plan?
Feb 21, 2017 JForm 4 →	Feb 23, 5:15 pm EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	68	—	—	77	—	plan?
Jan 9, 2017 JForm 4 →	Jan 11, 5:19 pm EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	30	—	—	145	—	plan?
Jan 5, 2017 JForm 4 →	Jan 6, 4:38 pm EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	10	—	—	175	—	plan?
Dec 22, 2016 SForm 4 →	Dec 27, 5:19 pm EST	MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF	2,242	$24,781.25	$55,559,563	272	−89.2%	plan?
Oct 27, 2016 JForm 4 →	Oct 31, 3:14 pm EDT	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	48	—	—	185	—	plan?
Oct 3, 2016 JForm 4 →	Oct 6, 1:54 pm EDT	Nuveen Quality Municipal Income FundNAD	2,520	—	—	5,455	—	plan? late
Sep 12, 2016 JForm 4 →	Sep 14, 4:09 pm EDT	Nuveen Quality Municipal Income FundNAD	435	—	—	3,805	—	plan?
Sep 12, 2016 JForm 4 →	Sep 14, 4:04 pm EDT	NUVEEN INVESTMENT QUALITY MUNICIPAL FUND INCNQM	435	—	—	0	—	plan?
Jul 25, 2016 SForm 4 →	Jul 26, 6:05 pm EDT	Dreyfus Municipal Bond Infrastructure Fund, Inc.DMB	1,221	$14.15	$17,276	0	−100%	plan?
Jul 25, 2016 PForm 4 →	Jul 26, 6:05 pm EDT	Dreyfus Municipal Bond Infrastructure Fund, Inc.DMB	1,221	$14.08	$17,192	1,221	—	plan?
Jul 25, 2016 SForm 4 →	Jul 26, 6:03 pm EDT	PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUSTMAV	3,450	$14.00	$48,300	0	−100%	plan?
Jul 25, 2016 PForm 4 →	Jul 26, 6:03 pm EDT	PIONEER MUNICIPAL HIGH INCOME ADVANTAGE TRUSTMAV	3,450	$14.11	$48,687	3,450	—	plan?
Jul 25, 2016 SForm 4 →	Jul 26, 6:01 pm EDT	PIMCO HIGH INCOME FUNDPHK	675	$9.95	$6,719	0	−100%	plan?
Jul 25, 2016 PForm 4 →	Jul 26, 6:01 pm EDT	PIMCO HIGH INCOME FUNDPHK	675	$9.97	$6,730	675	—	plan?
Jul 22, 2016 PForm 4 →	Jul 25, 2:57 pm EDT	BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.MUJ	224	$16.17	$3,622	0	—	plan?
Jul 20, 2016 SForm 4 →	Jul 25, 2:57 pm EDT	BLACKROCK MUNIHOLDINGS NEW JERSEY QUALITY FUND, INC.MUJ	224	$16.25	$3,641	0	−100%	plan? late
Jul 1, 2016 JForm 4 →	Jul 6, 12:27 pm EDT	NUVEEN NORTH CAROLINA PREMIUM INCOME MUNICIPAL FUNDNNC	2,790	—	—	1,540	—	plan?
Jul 1, 2016 JForm 4 →	Jul 6, 12:18 pm EDT	Nuveen Minnesota Municipal Income FundNMS	969	—	—	189	—	plan?
Jul 1, 2016 JForm 4 →	Jul 6, 12:09 pm EDT	NUVEEN NEW YORK DIVIDEND ADVANTAGE MUNICIPAL FUNDNAN	2,410	—	—	1,470	—	plan?
Jul 1, 2016 JForm 4 →	Jul 6, 12:03 pm EDT	NUVEEN MARYLAND PREMIUM INCOME MUNICIPAL FUNDNMY	3,640	—	—	1,970	—	plan?
Jul 1, 2016 JForm 4 →	Jul 6, 11:56 am EDT	NUVEEN DIVIDEND ADVANTAGE MUNICIPAL FUNDNAD	6,020	—	—	3,370	—	plan?
Apr 5, 2016 SForm 4 →	Apr 6, 3:41 pm EDT	GABELLI UTILITY TRUSTGUT	34	$25.50	$867	0	−100%	plan?
Apr 4, 2016 PForm 4 →	Apr 6, 3:41 pm EDT	GABELLI UTILITY TRUSTGUT	34	$25.68	$873	34	—	plan?
Mar 29, 2016 SForm 4 →	Mar 29, 5:17 pm EDT	GABELLI DIVIDEND & INCOME TRUSTGDV	2	$18.17	$36	0	−100%	plan?
Mar 24, 2016 PForm 4 →	Mar 29, 5:17 pm EDT	GABELLI DIVIDEND & INCOME TRUSTGDV	2	$18.10	$36	2	—	plan?
Jan 28, 2016 JForm 4 →	Feb 1, 4:20 pm EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	19	—	—	236	—	plan?
Jan 25, 2016 JForm 4 →	Jan 27, 6:00 pm EST	BLACKROCK MUNICIPAL 2020 TERM TRUSTBKK	58	—	—	255	—	plan?
Dec 16, 2015 SForm 4 →	Dec 18, 1:49 pm EST	GABELLI UTILITY TRUSTGUT	200	$25.38	$5,075	0	—	plan?
Dec 15, 2015 PForm 4 →	Dec 18, 1:49 pm EST	GABELLI UTILITY TRUSTGUT	200	$25.84	$5,168	200	—	plan? late
Oct 1, 2015 JForm 4 →	Oct 5, 12:09 pm EDT	Nuveen Intermediate Duration Quality Municipal Term FundNIQ	1,100	—	—	550	—	plan?
Sep 1, 2015 PForm 4 →	Sep 3, 12:35 pm EDT	ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUNDAFB	5,644	$25,000.00	$141,100,000	5,644	—	plan?
Sep 1, 2015 PForm 4 →	Sep 3, 12:32 pm EDT	ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP	1,605	$25,000.00	$40,125,000	1,605	—	plan?
Aug 26, 2015 SForm 4 →	Aug 27, 4:56 pm EDT	GABELLI DIVIDEND & INCOME TRUSTGDV	164	$18.08	$2,965	0	−100%	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.