SEC Form 4 · accession 0001140361-15-045060
GABELLI UTILITY TRUST · GUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 15, 2015
Accepted (ET)
Dec 18, 2015 · 1:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Preferred SharesF1 | Dec 15, 2015 | P | 200 | $25.84 | A | 200 | I | By Subsidiary |
| Preferred SharesF1 | Dec 16, 2015 | S | 200 | $25.375 | A | 0 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Preferred Shares reported in Table I represent shares beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation.