SEC Form 4 · accession 0001140361-17-043570
FEDERATED PREMIER MUNICIPAL INCOME FUND · FMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
BANK OF AMERICA CORP
10% Owner
BANK OF AMERICA NA
10% Owner
Blue Ridge Investments, L.L.C.
10% Owner
Period of report
Nov 17, 2017
Accepted (ET)
Nov 21, 2017 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001199004
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Auction Rate PreferredF1,F2 | Nov 17, 2017 | J | 545 | — | A | 1,163 | I | By subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the reorganization of the Federated Premier Intermediate Municipal Income Fund into FMN, the disposition occurred in exchange for an equal number of shares of FMN, held by Bank of America, N.A. ("BANA") and Blue Ridge Investments, L.L.C. ("Blue Ridge") of equivalent value in a cashless transaction. BANA and Blue Ridge collectively already hold 618 auction rate preferred securities of FMN.
- F2The Auction Rate Preferred Shares ("Shares") reported in Table I represent shares beneficially owned by BANA and Blue Ridge. BANA and Blue Ridge are wholly owned subsidiaries of Bank of America Corporation ("Bank of America").