SEC Form 4 · accession 0001127602-18-006399
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine P Bessant
Officer — Chief Ops & Tech Officer
Period of report
Feb 13, 2018
Accepted (ET)
Feb 15, 2018 · 4:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 13, 2018 | M | 30,865 | $0.00 | A | 89,344 | I | Revocable Trust |
| Common StockF2 | Feb 13, 2018 | F | 13,977 | $31.18 | D | 75,367 | I | Revocable Trust |
| Common Stock | holding | — | — | — | 499,500 | D | ||
| Common Stock | holding | — | — | — | 8,108 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 1,250 | I | UTMA Trust 1 | |
| Common Stock | holding | — | — | — | 1,250 | I | UTMA Trust 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2015 Restricted Stock UnitsF1,F3 | — | Feb 13, 2018 | M | 30,865 | D | — | Feb 13, 2018 | Common Stock | 30,865 | 0 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
- F3On February 13, 2015, the reporting person was granted units, vesting in three equal annual installments commencing with the first anniversary of the grant date.