SEC Form 4 · accession 0001127602-19-007182
BANK OF AMERICA CORP /DE/ · BAC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David G Leitch
Officer — Global General Counsel
Period of report
Feb 15, 2019
Accepted (ET)
Feb 20, 2019 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000070858
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 15, 2019 | M | 21,469 | $0.00 | A | 33,225 | D | |
| Common StockF2 | Feb 15, 2019 | F | 9,688 | $29.11 | D | 23,537 | D | |
| Common StockF1 | Feb 15, 2019 | M | 17,352 | $0.00 | A | 40,889 | D | |
| Common StockF2 | Feb 15, 2019 | F | 7,851 | $29.11 | D | 33,038 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2017 Restricted Stock UnitsF1,F3 | — | Feb 15, 2019 | M | 21,469 | D | — | Feb 15, 2020 | Common Stock | 21,469 | 21,469 | D |
| 2018 Restricted Stock UnitsF1,F4 | — | Feb 15, 2019 | M | 17,352 | D | — | Feb 15, 2021 | Common Stock | 17,352 | 34,705 | D |
Explanation of responses
- F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
- F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
- F3On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing February 15, 2018.
- F4On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.