SEC Form 4 · accession 0001140361-18-019805
GABELLI UTILITY TRUST · GUT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Apr 24, 2018
Accepted (ET)
Apr 26, 2018 · 5:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001080720
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| RightsF1 | Apr 24, 2018 | P | 4 | $0.0358 | A | 4 | I | By Subsidiary |
| RightsF1 | Apr 24, 2018 | S | 4 | $0.0359 | D | 0 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Rights reported in Table I represent rights beneficially owned by Merrill Lynch, Pierce, Fenner & Smith ("MLPF&S"). MLPF&S is a wholly owned subsidiary of Bank of America Corporation.