SEC Form 4 · accession 0001127602-19-007181

· BAC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President, U.S. Trust

Period of report

Feb 15, 2019

Accepted (ET)

Feb 20, 2019 · 4:19 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000070858

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	Feb 15, 2019	M	20,503	$0.00	A	77,351	D
Common Stock^F2	Feb 15, 2019	F	9,375	$29.11	D	67,976	D
Common Stock^F1	Feb 15, 2019	M	13,418	$0.00	A	81,394	D
Common Stock^F2	Feb 15, 2019	F	6,148	$29.11	D	75,246	D
Common Stock^F1	Feb 15, 2019	M	15,799	$0.00	A	91,045	D
Common Stock^F2	Feb 15, 2019	F	7,301	$29.11	D	83,744	D
Common Stock	holding	—	—		—	3,523	I	401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2016 Restricted Stock Units^F1,F3	—	Feb 15, 2019	M	20,503	D	—	Feb 15, 2019	Common Stock	20,503	0	D
2017 Restricted Stock Units^F1,F4	—	Feb 15, 2019	M	13,418	D	—	Feb 15, 2020	Common Stock	13,418	13,418	D
2018 Restricted Stock Units^F1,F5	—	Feb 15, 2019	M	15,799	D	—	Feb 15, 2021	Common Stock	15,799	31,599	D

F1Each unit represents a contingent right to receive one share of Bank of America Corporation common stock.
F2Disposition of shares to the issuer to satisfy a tax withholding obligation.
F3On February 12, 2016, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2017.
F4On February 15, 2017, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2018.
F5On February 15, 2018, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2019.